Opportunity Information: Apply for PA 10 128

  • The National Institutes of Health in the food and nutrition health sector is offering a public funding opportunity titled "Home and Family Based Approaches for the Prevention or Management of Overweight or Obesity in Early Childhood (R21)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.837 Cardiovascular Diseases Research 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research.
  • This funding opportunity was created on Mar 22, 2013 and posted on Mar 9, 2010.
  • Applicants must submit their applications by Mar 22, 2013. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Each selected applicant is eligible to receive up to $200,000.00 in funding.
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification) Small businesses Private institutions of higher education City or township governments Public and State controlled institutions of higher education Independent school districts Special district governments Public housing authorities/Indian housing authorities Native American tribal governments (Federally recognized) County governments Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education State governments For profit organizations other than small businesses Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education Native American tribal organizations (other than Federally recognized tribal governments).
  • Other Eligible Applicants include the following Alaska Native and Native Hawaiian Serving Institutions Eligible Agencies of the Federal Government Faith based or Community based Organizations Hispanic serving Institutions Historically Black Colleges and Universities (HBCUs) Indian/Native American Tribal Governments (Other than Federally Recognized) Non domestic (non U.S.) Entities (Foreign Organizations) Regional Organizations Tribally Controlled Colleges and Universities (TCCUs) U.S. Territory or Possession.
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Opportunity Summary:

The NIH funding opportunity PA-10-128, titled Home and Family Based Approaches for the Prevention or Management of Overweight or Obesity in Early Childhood (R21), supports early-stage, exploratory research aimed at reducing or preventing excess weight gain in very young children. It is sponsored by the National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK) along with the National Heart, Lung, and Blood Institute (NHLBI), and is co-sponsored by NIH offices focused on behavioral and prevention science (OBSSR and ODP). The mechanism is an R21, which is typically used for pilot and feasibility studies or small clinical trials where the goal is to test innovative ideas, generate preliminary data, and set up stronger, larger-scale trials later.

The central focus is on interventions that work through the home and the family, rather than relying only on schools, clinics, or broader community programs. Projects are expected to target infants and children up to age six, with the child as the primary participant, while also actively involving parents, guardians, and other key caregivers or extended family members who share the home environment. The emphasis on family reflects the idea that early eating patterns, beverage choices, physical activity habits, screen time routines, sleep-related behaviors, and other day-to-day practices are largely shaped and reinforced by caregivers and household norms. The opportunity is looking for strategies that change parent and child behaviors linked to energy balance, with the longer-term public health goal of improving health trajectories into adolescence and adulthood, where overweight is a known risk factor for multiple chronic diseases.

The FOA encourages novel interventions that can be behavioral, environmental, or based on other relevant approaches. Behavioral strategies can include changes in diet quality, portioning, feeding practices, physical activity routines, and reductions in sedentary behavior. Environmental approaches may involve modifying aspects of the home that influence daily choices, such as the availability and placement of foods and beverages, family meal structure, routines around snacks, activity-friendly spaces, and household policies related to television or other screens. In addition to testing whether an approach appears feasible and promising, the announcement highlights interest in understanding underlying behavioral determinants, meaning the practical and psychological drivers that help start, maintain, or derail changes (for example, caregiver beliefs and norms, stress and time constraints, parenting practices, habit formation, or other factors that affect whether families can sustain healthier routines).

Although the primary setting is the home, the FOA allows designs that connect to other settings as long as the core of the intervention is still home/family based and the main participants are children under six and their caregivers. Examples of allowable linkages include daycare, preschool, or other community venues, and involvement of other caregivers or professionals such as healthcare providers or teachers. The intent is to support realistic interventions that fit into children’s actual lives, while still keeping the family and household environment as the main lever for change.

From an administrative standpoint, this is a discretionary grant opportunity under NIH, categorized under food and nutrition/health, and linked to CFDA program areas for cardiovascular diseases research (93.837) and diabetes, digestive, and kidney diseases research (93.847). The funding instrument is a grant, and there is no cost sharing or matching requirement. The award ceiling listed is $200,000. The announcement was originally posted in March 2010 and later archived (with closing and archive dates listed in 2013), which is important for historical context, since applicants would need to confirm whether a current or reissued version exists for active submission.

Eligibility is broad and includes many types of organizations that commonly apply for NIH research funding. Eligible applicants include public and private institutions of higher education, nonprofits (including both 501(c)(3) and non-501(c)(3) organizations), small businesses and other for-profit organizations (with conditions typical of NIH policy), and multiple levels of government (state, county, city/township, special districts, and certain housing authorities). The FOA also explicitly includes tribal governments and tribal organizations, U.S. territories and possessions, and a range of mission-focused institutions and organizations such as Historically Black Colleges and Universities (HBCUs), Hispanic-serving institutions, tribally controlled colleges and universities (TCCUs), Alaska Native and Native Hawaiian-serving institutions, faith-based and community-based organizations, regional organizations, and even eligible federal agencies. Non-U.S. entities (foreign organizations) are also listed among eligible applicants, reflecting NIH’s broader approach to supporting research capacity when it aligns with the scientific goals and NIH policies.

In practical terms, the opportunity is designed for teams that have an intervention idea that is promising but still needs initial testing: refining the approach, establishing feasibility and acceptability for families with young children, confirming that recruitment and retention are workable, and generating early outcome signals that could justify a larger clinical trial later. The strong preference is for projects that directly address how families create and maintain patterns around food and beverages, activity, and sedentary time in the earliest years of life, when habits form quickly and caregiver influence is at its peak.

FAQs: NIH PA-10-128 - Home and Family Based Approaches for the Prevention or Management of Overweight or Obesity in Early Childhood (R21)

What is the goal of this funding opportunity?

The opportunity supports early-stage, exploratory research to reduce or prevent excess weight gain in very young children by testing interventions that operate through the home and family environment.

What is the FOA number and title?

The FOA is PA-10-128, titled "Home and Family Based Approaches for the Prevention or Management of Overweight or Obesity in Early Childhood (R21)."

Which agency and NIH institutes sponsor this opportunity?

It is an NIH funding opportunity sponsored by the National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK) along with the National Heart, Lung, and Blood Institute (NHLBI), and co-sponsored by NIH offices focused on behavioral and prevention science (OBSSR and ODP).

What type of grant mechanism is used?

The mechanism is an R21, which is typically used for pilot and feasibility studies or small clinical trials designed to test innovative ideas, generate preliminary data, and support the development of larger-scale trials later.

Who is the primary target population for the research?

Projects are expected to focus on infants and children up to age six, with the child as the primary participant.

Do projects need to involve parents or caregivers?

Yes. While the child is the primary participant, the research is expected to actively involve parents, guardians, and other key caregivers or extended family members who share the home environment.

What is the main setting for the intervention?

The central focus is on interventions that work through the home and family, rather than relying only on schools, clinics, or broader community programs.

Can the project connect to settings outside the home?

Yes. Designs may connect to daycare, preschool, or other community venues, and may involve other caregivers or professionals (such as healthcare providers or teachers), as long as the core of the intervention remains home/family based and the main participants are children under six and their caregivers.

What kinds of intervention approaches does the FOA encourage?

The FOA encourages novel interventions that can be behavioral, environmental, or based on other relevant approaches, as long as they are oriented around the home and family context.

What are examples of behavioral strategies that may fit this FOA?

Examples include strategies targeting diet quality, portioning, feeding practices, physical activity routines, and reductions in sedentary behavior.

What are examples of environmental approaches in the home?

Environmental approaches may include modifying home factors that influence daily choices, such as availability and placement of foods and beverages, family meal structure, snack routines, activity-friendly spaces, and household policies related to television or other screens.

What behaviors or routines are highlighted as important in early childhood?

The opportunity emphasizes household-driven patterns related to eating and beverage choices, physical activity, screen time routines, sleep-related behaviors, and other daily practices shaped by caregivers and home norms.

Is the FOA interested only in outcomes, or also in why behavior changes do or do not stick?

In addition to feasibility and early promise, the FOA highlights interest in understanding underlying behavioral determinants, including practical and psychological drivers that help start, maintain, or derail change (for example caregiver beliefs and norms, stress and time constraints, parenting practices, and habit formation).

What is the longer-term public health rationale for this research?

The FOA frames early childhood as a critical period when habits form quickly and caregiver influence is high, with the longer-term goal of improving health trajectories into adolescence and adulthood, where overweight is a risk factor for multiple chronic diseases.

What kind of project stage is this opportunity designed for?

It is designed for teams with a promising intervention concept that still needs initial testing, such as refining the approach, establishing feasibility and acceptability for families with young children, confirming recruitment and retention are workable, and generating early outcome signals to justify a larger clinical trial later.

What is the funding instrument and are matching funds required?

The funding instrument is a grant, and there is no cost sharing or matching requirement.

What is the award ceiling listed for this opportunity?

The award ceiling listed is $200,000.

How is this opportunity categorized administratively?

It is described as a discretionary NIH grant opportunity, categorized under food and nutrition/health, and linked to CFDA program areas for cardiovascular diseases research (93.837) and diabetes, digestive, and kidney diseases research (93.847).

Is this FOA current or archived?

The announcement was originally posted in March 2010 and later archived, with closing and archive dates listed in 2013. Applicants would need to confirm whether a current or reissued version exists for active submission.

What types of organizations are eligible to apply?

Eligibility is broad and includes public and private institutions of higher education; nonprofits (including 501(c)(3) and non-501(c)(3)); small businesses and other for-profit organizations (subject to NIH policy conditions); and multiple levels of government (state, county, city/township, special districts, and certain housing authorities).

Are tribal governments and tribal organizations eligible?

Yes. The FOA explicitly includes tribal governments and tribal organizations.

Are U.S. territories and possessions eligible?

Yes. U.S. territories and possessions are listed among eligible applicants.

Does the FOA encourage applications from mission-focused institutions and community organizations?

Yes. The eligible applicant list explicitly includes HBCUs, Hispanic-serving institutions, tribally controlled colleges and universities (TCCUs), Alaska Native and Native Hawaiian-serving institutions, faith-based and community-based organizations, regional organizations, and other eligible entities (including eligible federal agencies).

Are non-U.S. (foreign) organizations eligible to apply?

Yes. Non-U.S. entities (foreign organizations) are included among eligible applicants, consistent with NIH policies when aligned with the scientific goals.

Does the FOA require that interventions be conducted only in clinics or schools?

No. The emphasis is explicitly on home and family based approaches, rather than relying only on schools, clinics, or broader community programs.

What makes an intervention a fit for this FOA based on the description?

Based on the description provided, a strong fit would be an innovative, home- and family-centered strategy focused on children under six and their caregivers, aimed at changing behaviors tied to energy balance, with early-stage testing to establish feasibility, acceptability, and preliminary signals to support future larger trials.

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