Opportunity Information: Apply for DARPA BAA 15 40

  • The DARPA Microsystems Technology Office in the science and technology and other research and development sector is offering a public funding opportunity titled "Innovative Vacuum Electronics Science and Technology (INVEST)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 12.910 Research and Technology Development.
  • This funding opportunity was created on Aug 11, 2015 and posted on Aug 11, 2015.
  • Applicants must submit their applications by Feb 5, 2016 Dates Posting Date August 11, 2015 Abstract Due Date September 14, 2015 Proposal Due Date October 30, 2015 Estimated period of performance start March 2, 2016 Closing Date, 100 p.m. (Eastern Time) February 5, 2016. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
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Opportunity Summary:

The Innovative Vacuum Electronics Science and Technology (INVEST) opportunity is a DARPA Microsystems Technology Office (MTO) solicitation for fundamental research aimed at pushing vacuum electron devices into new territory at millimeter-wave frequencies above 75 GHz. The core intent is to support research that can unlock revolutionary performance gains in vacuum electronics by exploring new ways to model device physics, develop and apply advanced manufacturing methods, and create improved theory, design approaches, and component concepts. In other words, the program is looking for ideas that could change what is realistically achievable in high-frequency vacuum electron devices, rather than ideas that simply refine or incrementally improve today s established techniques and designs.

DARPA makes a clear distinction about what it wants and what it does not want. Proposed work needs to be innovative and high impact, oriented around breakthroughs that enable major leaps at mm-wave frequencies. Efforts that mainly deliver evolutionary improvements to the existing state of practice are explicitly excluded, which signals that routine optimizations, small performance tweaks, or straightforward extensions of mature device architectures are not a fit. The emphasis on modeling, manufacturing, theory, and component design indicates the agency is open to foundational advances that could remove current bottlenecks, such as limitations in device fabrication tolerances at very small feature sizes, incomplete predictive models at extreme operating conditions, or design methodologies that do not scale well past 75 GHz.

From an administrative and funding standpoint, the opportunity is listed under Funding Opportunity Number DARPA BAA 15 40 and falls within the Science and Technology and other Research and Development activity category, associated with CFDA 12.910 (Research and Technology Development). DARPA indicates multiple possible award instruments, including cooperative agreements, grants, other transaction like mechanisms as applicable, and procurement contracts, giving the agency flexibility to match the award structure to the nature of the proposed work and the anticipated level of government involvement. No cost sharing or matching is required, and eligibility is described as unrestricted, meaning proposals may be submitted by any type of entity as long as they meet any additional eligibility clarifications in the full announcement.

Key dates define a standard DARPA BAA style timeline. The opportunity was posted on August 11, 2015. An abstract was due September 14, 2015, followed by a full proposal due date of October 30, 2015. The estimated start of the period of performance was March 2, 2016. The overall closing date for submissions under the announcement was February 5, 2016 at 1:00 p.m. Eastern Time, and the opportunity archive date is listed as August 5, 2016. Award floor and ceiling are both shown as 0, which usually means DARPA did not publish fixed per award minimums or maximums in the summary record and instead expects the technical volume and cost realism of proposed efforts to drive award sizing, consistent with many BAA solicitations.

For applicants seeking more information or the full text, the listing points to the DARPA Solicitations Page as the additional information link. The contact listed for access issues is Dr. William Palmer, MTO Program Manager and BAA Coordinator, which indicates the program is managed within DARPA MTO and that technical and administrative questions would typically route through the BAA coordinator process described in the full announcement.

FAQs: Innovative Vacuum Electronics Science and Technology (INVEST) - DARPA MTO

What is the INVEST opportunity?

INVEST (Innovative Vacuum Electronics Science and Technology) is a DARPA Microsystems Technology Office (MTO) solicitation for fundamental research focused on pushing vacuum electron devices into new territory at millimeter-wave frequencies above 75 GHz.

What is the main goal of this program?

The core intent is to support innovative, high-impact research that could unlock revolutionary performance gains in high-frequency vacuum electronics, especially at mm-wave frequencies above 75 GHz. The program is aimed at changing what is realistically achievable, not just improving what already exists.

What kinds of research areas does INVEST emphasize?

Based on the description provided, the opportunity emphasizes foundational advances in:

  • New ways to model vacuum electron device physics
  • Advanced manufacturing methods and their application to vacuum electronics
  • Improved theory and design approaches
  • New component concepts for operation above 75 GHz

What frequency range is this solicitation focused on?

The solicitation is explicitly focused on millimeter-wave frequencies above 75 GHz.

What types of proposals does DARPA say it is not looking for?

DARPA explicitly excludes efforts that mainly deliver evolutionary or incremental improvements to the existing state of practice. Routine optimizations, small performance tweaks, or straightforward extensions of mature device architectures are described as not being a fit for this program.

How does DARPA differentiate between "revolutionary" and "evolutionary" work here?

From the information provided, "revolutionary" work is framed as breakthroughs that enable major leaps in performance or capability at mm-wave frequencies. "Evolutionary" work refers to incremental refinements of established techniques and designs, which the solicitation says it does not want.

What bottlenecks or challenges is the program implicitly trying to overcome?

The description suggests DARPA is open to foundational advances that address current bottlenecks such as:

  • Fabrication tolerance limits at very small feature sizes
  • Incomplete predictive models under extreme operating conditions
  • Design methodologies that do not scale well beyond 75 GHz

Which DARPA office is running the program?

The program is managed within DARPA's Microsystems Technology Office (MTO).

What is the Funding Opportunity Number for this solicitation?

The Funding Opportunity Number listed is DARPA BAA 15-40.

What is the activity category for this opportunity?

The opportunity falls under the Science and Technology and other Research and Development activity category.

What CFDA number is associated with this opportunity?

The associated CFDA number is 12.910 (Research and Technology Development).

What award instruments might DARPA use for INVEST?

DARPA indicates multiple possible award instruments, including cooperative agreements, grants, other transaction-like mechanisms (as applicable), and procurement contracts. This reflects flexibility to match the agreement type to the work and the level of government involvement.

Is cost sharing or matching required?

No. The listing states that no cost sharing or matching is required.

Who is eligible to apply?

Eligibility is described as unrestricted, meaning proposals may be submitted by any type of entity, as long as they meet any additional eligibility clarifications contained in the full announcement.

When was the opportunity posted?

The opportunity was posted on August 11, 2015.

When was the abstract due?

The abstract due date listed is September 14, 2015.

When was the full proposal due?

The full proposal due date listed is October 30, 2015.

What is the overall closing date for submissions?

The overall closing date for submissions under the announcement is February 5, 2016 at 1:00 p.m. Eastern Time.

What is the estimated start date for the period of performance?

The estimated start date for the period of performance is March 2, 2016.

What is the archive date for this opportunity?

The opportunity archive date is listed as August 5, 2016.

Are there published minimum or maximum award sizes?

The award floor and award ceiling are both shown as 0 in the summary record. This typically indicates DARPA did not publish fixed per-award minimums or maximums in the summary and instead expects the technical scope and cost realism of proposed efforts to drive award sizing.

Where can applicants find the full solicitation text or additional details?

The listing points applicants to the DARPA Solicitations Page as the additional information link for more information and the full text.

Who is the contact person listed for access issues?

The contact listed for access issues is Dr. William Palmer, MTO Program Manager and BAA Coordinator.

What does it mean that the contact is a "BAA Coordinator"?

Based on the information provided, this indicates the opportunity follows a DARPA BAA process and that technical and administrative questions would typically be handled through the BAA coordinator process described in the full announcement.

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