Opportunity Information: Apply for PD 11 1414

  • The National Science Foundation in the science and technology and other research and development sector is offering a public funding opportunity titled "Interfacial Processes and Thermodynamics" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 47.041 Engineering Grants.
  • This funding opportunity was created on Jun 8, 2011 and posted on Nov 30, 2010.
  • Applicants must submit their applications by replaced by 12 1414. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $7,400,000.00 to eligible and selected applicants.
  • The number of recipients for this funding is limited to 67 candidate(s).
  • Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
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Opportunity Summary:

The National Science Foundation (NSF) Interfacial Processes and Thermodynamics program (Funding Opportunity Number PD 11 1414) is a discretionary engineering research grant opportunity within CFDA 47.041 (Engineering Grants). It funds fundamental work that advances engineering science in three tightly connected areas: interfacial phenomena, mass transport phenomena, and molecular thermodynamics. The program is especially interested in research that explains, predicts, and ultimately helps engineers control what happens where materials meet (for example, liquid-liquid, solid-liquid, membrane interfaces, or multiphase boundaries), how molecules and energy move in and around those regions, and how thermodynamic forces drive structure and behavior at very small scales.

A major theme in this opportunity is molecular engineering at interfaces, with a strong emphasis on nanoprocessing of soft materials. In practical terms, that means the program prioritizes ideas that treat the interface as something you can design at the molecular level to achieve a specific function, rather than simply measure after the fact. Molecules that sit at interfaces and provide useful properties (such as selective adsorption, responsiveness to stimuli, or biologically relevant functionality) are of particular interest because they enable new nanofabrication and nanotechnology pathways. The solicitation highlights that these interfacial molecules can also have biomolecular roles at micro- and nanoscale dimensions, which ties the program to emerging biointerfaces, membranes, and soft matter systems.

The research problems this program targets often involve self-directed or templated molecular assembly (including various types of self-assembly) that is driven primarily by thermodynamic intermolecular forces. At the same time, NSF notes that flow fields and electrical forces can influence these systems, and in some cases weak chemical reactions may also contribute. This framing makes it clear the program is looking for rigorous, fundamentals-based studies that still connect to realistic process environments, where interfaces may be under shear, electric fields, confinement, or coupled transport conditions.

On methods and approaches, the program explicitly supports advanced theory development and complex simulation of molecular systems, particularly when simulations are paired with experimental comparisons. A central objective is to develop or apply new theories and simulation tools that can determine transport and thermodynamic properties of fluids and fluid mixtures, including biological fluids and other complex mixtures. The solicitation calls out challenging environments and geometries such as bulk phases with complex molecules, interfaces, membranes, two-phase mixtures, and nanoconfined or nanoengineered environments. Common system components include polymers, surfactants, and specialized biomolecules, reflecting the program’s focus on soft matter and functional interfacial chemistry/physics.

In terms of broader relevance, the program historically connects to long-term engineering needs of the chemical processing industry, but it also explicitly emphasizes newer impact domains: advanced materials, biomedical and biotechnology industries, energy and water processing, environmentally benign processing, and microelectronics. The program description points to three broad outcomes that motivate its investments: more economical and environmentally benign processing, improved water quality, and novel functional materials (including sensor-related materials) that can operate in industrial, environmental, and biomedical settings. Nanotechnology is described as a cross-cutting enabler in most of these areas, which signals that nanoscale interfacial design, characterization, and modeling are viewed as central rather than peripheral.

The program is also positioned as highly collaborative inside NSF. Projects may be coordinated and jointly supported with other programs within and beyond the CBET Division. It aligns with NSF nano and cyber technology activities, encourages undergraduate involvement, and supports partnerships such as industry-university collaborations through the GOALI mechanism, as well as international collaboration when appropriate. Beyond standard research awards, the program supports workshop and travel-related mechanisms (including individual and group travel), with the expectation that these kinds of proposals are generally submitted during the regular biannual windows.

Proposal content expectations are spelled out in a way that is meant to shape how investigators write their Project Summary and overall narrative. Proposers are expected to clearly state what is novel relative to prior work, why that novelty matters for engineering science (not just for incremental improvement), and what the likely societal and/or industrial impact would be if the research succeeds. NSF indicates that, at a minimum, these points should appear in the Project Summary, which is a practical reminder that reviewers often form early judgments from that section.

On award size and duration, unsolicited research awards are generally one to three years. The typical average annual award size is around $80,000, and small equipment proposals up to $70,000 are also considered, submitted within the same windows. For the overall opportunity, NSF anticipated around 67 awards and listed an estimated total program funding level of about $7.4 million, with an award floor shown as $240,000 in the source data. The opportunity states there is no cost sharing or matching requirement. Eligibility is listed as unrestricted (open to any type of entity), subject to any clarifications in the full announcement.

Timing is treated as strict. Proposals must be submitted during the defined biannual submission windows (due by 5 p.m. local time): February 1 to March 1 annually, and August 15 to September 15 annually. The solicitation notes that proposals submitted outside these dates will be returned without review, so the window is effectively a hard gate rather than a preference. The original posting date was November 30, 2010, and the opportunity was later replaced by NSF 12-1414, with an archive date of June 8, 2011, indicating that applicants should verify the current program solicitation number before submission.

The program strongly encourages Faculty Early Career Development (CAREER) proposals, which run for five years, with the Engineering CAREER deadline typically in July each year. It also references NSF’s RAPID and EAGER mechanisms (which replaced SGER), emphasizing that these require prior discussion with the program director before submission and that proposers should follow the NSF Proposal and Award Policies and Procedures Guide (PAPPG) for details. Contact help for technical access issues is directed to NSF grants.gov support (grantsgovsupport@nsf.gov), and applicants are implicitly expected to coordinate with the program director when pursuing special mechanisms like RAPID/EAGER.

Frequently Asked Questions (FAQs)

What is this funding opportunity?

This opportunity is the National Science Foundation (NSF) Interfacial Processes and Thermodynamics program, Funding Opportunity Number PD 11 1414, within CFDA 47.041 (Engineering Grants). It is a discretionary engineering research grant opportunity focused on fundamental research.

What research areas does the program support?

The program funds fundamental work that advances engineering science across three tightly connected areas: interfacial phenomena, mass transport phenomena, and molecular thermodynamics. A unifying focus is understanding and controlling what happens at and near interfaces (for example, liquid-liquid, solid-liquid, membrane interfaces, or multiphase boundaries), including how molecules and energy move and how thermodynamic forces drive structure and behavior at very small scales.

What kinds of interfaces and systems are relevant?

Interfaces and boundary regions are central to this program. Examples explicitly referenced include liquid-liquid interfaces, solid-liquid interfaces, membrane interfaces, and multiphase boundaries. The program also calls out challenging environments such as bulk phases with complex molecules, membranes, two-phase mixtures, and nanoconfined or nanoengineered environments.

What is meant by "molecular engineering at interfaces" in this program?

A major theme is treating the interface as something that can be designed at the molecular level to achieve a specific function, rather than only characterized after it forms. This includes designing interfacial molecules that provide useful properties such as selective adsorption, responsiveness to stimuli, or biologically relevant functionality, enabling new nanofabrication and nanotechnology pathways.

Does the program emphasize nanotechnology or nanoprocessing?

Yes. The program highlights molecular engineering at interfaces with a strong emphasis on nanoprocessing of soft materials. Nanotechnology is described as a cross-cutting enabler in many of the impact domains emphasized by the program, signaling that nanoscale interfacial design, characterization, and modeling are viewed as central themes.

What types of materials or molecules are commonly involved?

The solicitation points to soft matter and functional interfacial chemistry/physics, with common components including polymers, surfactants, and specialized biomolecules. Biological fluids and other complex mixtures are also specifically included.

What kinds of research problems is the program looking for?

Targeted problems often involve self-directed or templated molecular assembly (including various types of self-assembly) driven primarily by thermodynamic intermolecular forces. The program also notes that flow fields and electrical forces can influence these systems, and that weak chemical reactions may contribute in some cases, particularly in realistic process environments where interfaces experience shear, electric fields, confinement, or coupled transport conditions.

Are theory and simulation proposals supported?

Yes. The program explicitly supports advanced theory development and complex simulation of molecular systems, particularly when simulations are paired with experimental comparisons. A central objective is developing or applying theories and simulation tools that can determine transport and thermodynamic properties of fluids and fluid mixtures.

Is experimental work required?

The program emphasizes theory and simulation, especially when paired with experimental comparisons. Based on the description provided, experimental comparisons are strongly encouraged when proposing complex simulations, but the text does not state that experiments are strictly required for every project.

What application or impact areas does NSF highlight for this program?

Historically, the program connects to long-term engineering needs of the chemical processing industry. It also emphasizes newer impact domains including advanced materials, biomedical and biotechnology industries, energy and water processing, environmentally benign processing, and microelectronics. Motivating outcomes include more economical and environmentally benign processing, improved water quality, and novel functional materials (including sensor-related materials) usable in industrial, environmental, and biomedical settings.

Are collaborative or cross-program projects encouraged?

Yes. The program is described as highly collaborative inside NSF, with projects that may be coordinated and jointly supported with other programs within and beyond the CBET Division. It also aligns with NSF nano and cyber technology activities.

Does the program support industry-university collaborations?

Yes. Industry-university partnerships are supported through the GOALI mechanism, as described in the opportunity summary.

Are international collaborations allowed?

International collaboration is supported when appropriate, according to the program description.

Does the program encourage undergraduate involvement?

Yes. The opportunity explicitly encourages undergraduate involvement.

Are workshop or travel proposals supported?

Yes. In addition to standard research awards, the program supports workshop and travel-related mechanisms, including individual and group travel. These proposals are generally expected to be submitted during the regular biannual submission windows.

What are the expected proposal content requirements or reviewer expectations?

Proposers are expected to clearly state (1) what is novel relative to prior work, (2) why that novelty matters for engineering science (not only incremental improvement), and (3) the likely societal and/or industrial impact if the research succeeds. NSF indicates these points should appear at a minimum in the Project Summary, highlighting its importance in reviewer impressions.

How long are typical awards?

Unsolicited research awards are generally one to three years.

What is the typical award size?

The typical average annual award size is around $80,000, based on the program description provided.

Are small equipment proposals allowed?

Yes. Small equipment proposals up to $70,000 are also considered, and they are submitted within the same biannual windows.

How many awards and how much total funding are anticipated?

For the overall opportunity, NSF anticipated around 67 awards with an estimated total program funding level of about $7.4 million.

Is there an award minimum or floor mentioned?

Yes. The source data referenced for the opportunity shows an award floor of $240,000.

Is cost sharing or matching required?

No. The opportunity states there is no cost sharing or matching requirement.

Who is eligible to apply?

Eligibility is listed as unrestricted (open to any type of entity), subject to any clarifications in the full announcement.

When are proposals due?

Proposals must be submitted during the defined biannual submission windows, due by 5 p.m. local time: February 1 to March 1 annually, and August 15 to September 15 annually.

What happens if a proposal is submitted outside the submission window?

The solicitation notes that proposals submitted outside the defined windows will be returned without review, making the windows a strict requirement.

Is this solicitation still current?

The opportunity description indicates the original posting date was November 30, 2010, and that it was later replaced by NSF 12-1414, with an archive date of June 8, 2011. Applicants are expected to verify the current program solicitation number before submitting.

Does the program encourage CAREER proposals?

Yes. The program strongly encourages Faculty Early Career Development (CAREER) proposals, which run for five years, with the Engineering CAREER deadline typically in July each year.

Are RAPID or EAGER proposals allowed under this program?

Yes. The program references NSF RAPID and EAGER mechanisms (which replaced SGER). These mechanisms require prior discussion with the program director before submission, and proposers should follow the NSF Proposal and Award Policies and Procedures Guide (PAPPG) for details.

Do I need to contact the program director before submitting?

For special mechanisms like RAPID and EAGER, prior discussion with the program director is required. The opportunity also implies coordination with the program director when pursuing these special mechanisms.

Where do I get help with technical access or Grants.gov issues?

Technical access issues are directed to NSF grants.gov support at grantsgovsupport@nsf.gov.

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