Opportunity Information: Apply for PD 11 1406
Apply for PD 11 1406
- The National Science Foundation in the science and technology and other research and development sector is offering a public funding opportunity titled "Thermal Transport Processes" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 47.041 Engineering Grants.
- This funding opportunity was created on Jun 8, 2011 and posted on Nov 30, 2010.
- Applicants must submit their applications by Replaced by 12 1406. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- The funding agency has allocated a total of $10,100,000.00 to eligible and selected applicants.
- The number of recipients for this funding is limited to 32 candidate(s).
- Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
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Opportunity Summary:
The National Science Foundation (NSF) Thermal Transport Processes program (Funding Opportunity PD 11-1406, later replaced by 12-1406) funds fundamental engineering research and related engineering education that deepen the basic understanding of thermal transport phenomena, broadly defined as heat and mass transfer. The focus spans both microscopic and macroscopic behavior, with the underlying goal of improving how thermal-gradient-driven transport processes are understood, predicted, and ultimately manipulated to meet engineering needs. The program is positioned around core science and engineering questions that affect energy conversion and conservation, materials synthesis and processing, heating and cooling of infrastructure and equipment, industrial process interactions with the environment, propulsion technologies for air and land vehicles, and thermal phenomena that arise in biological and environmental systems.
The types of research this program especially emphasizes include foundational work in conduction and convection (with or without phase change), heat and mass transfer at nano and molecular scales, radiative transport, and the rigorous characterization of material properties that govern these processes. In practice, NSF is looking for proposals that address fundamental mechanisms, develop new conceptual frameworks or predictive models, and generate insights that can generalize beyond a single device or niche application. Priority is explicitly given to investigations that are both intellectually “insightful” at the fundamental level and likely to have broad engineering and societal impact, including novel uses of heat and mass transfer principles that respond to national engineering needs.
The solicitation highlights several example topic areas to illustrate the program’s scope. These include thermal transport in energy conversion and conservation processes (and how those processes interact with the environment), heat and mass transfer across length and time scales ranging from molecular to continuum regimes (with application relevance to areas like energy systems, biotechnology, microelectronics, and biochemical detection), and the fundamental physics of how energetic beams such as lasers interact with solid, liquid, or porous surfaces in advanced manufacturing across meso, micro, and nano scales. These examples are not intended as a closed list; rather, they signal that cross-scale transport, emerging manufacturing processes, and energy-relevant thermal transport challenges are central interests, as long as the work is grounded in fundamental transport science.
A key proposal expectation is a clear case for novelty and significance. Proposers are asked to explain what is truly new compared to prior work in the field, why that novelty matters for engineering science (for example, by enabling a new understanding, measurement approach, modeling capability, or regime of operation), and what the likely downstream impact would be for society and/or industry if the research succeeds. NSF specifically states that this information should be included, at minimum, in the Project Summary, meaning reviewers will be looking for that novelty-and-impact framing immediately rather than buried deep in the technical narrative.
On award structure, unsolicited research awards are typically one to three years in duration, with an average annual award size around $100,000. The program also considers small equipment proposals under $100,000, provided they are submitted during the same designated windows. Submission timing is strict: proposals must be submitted within the announced submission windows (due by 5 p.m. local time), and any proposal received outside those dates is returned without review. The listed annual windows are February 1 to March 1 and August 15 to September 15. The opportunity notes an estimated total funding level of about $10.1 million and an expected number of awards around 32, and it indicates no cost sharing or matching requirement.
The program also points applicants to related NSF mechanisms with different timelines and requirements. CAREER proposals (Faculty Early Career Development) have a five-year duration, with Engineering CAREER submissions typically due in July each year. Proposals for conferences, workshops, and supplements may be submitted at any time, but they require prior discussion with the program director before submission. Likewise, RAPID (Rapid Response Research) and EAGER (Early-concept Grants for Exploratory Research) proposals, which replaced the former SGER mechanism, must also be discussed with the program director in advance. Administrative and policy details are governed by the NSF Proposal and Award Policies and Procedures Guide (PAPPG).
Eligibility is described as unrestricted, meaning a broad range of organizations may apply, subject to any clarifications NSF may include in the full text. The program sits under the NSF Engineering directorate (CFDA 47.041, Engineering Grants) and uses the grant instrument within the broader category of science and technology research and development. For access or submission issues, the announcement points users to NSF Grants.gov support.
NSF Thermal Transport Processes Program (PD 11-1406 / 12-1406) FAQs
What is the NSF Thermal Transport Processes program?
The NSF Thermal Transport Processes program supports fundamental engineering research and related engineering education that deepen the basic understanding of thermal transport phenomena, broadly defined as heat and mass transfer. The program emphasizes understanding, predicting, and ultimately manipulating thermal-gradient-driven transport processes to meet engineering needs.
Which NSF directorate administers this program?
This program sits under the NSF Engineering directorate and is associated with CFDA 47.041 (Engineering Grants).
What kinds of problems or application areas does the program care about?
The program is positioned around core science and engineering questions that affect energy conversion and conservation, materials synthesis and processing, heating and cooling of infrastructure and equipment, industrial process interactions with the environment, propulsion technologies for air and land vehicles, and thermal phenomena in biological and environmental systems.
What types of research does the program especially emphasize?
The program especially emphasizes foundational work in conduction and convection (with or without phase change), heat and mass transfer at nano and molecular scales, radiative transport, and rigorous characterization of material properties that govern these processes.
Does the program focus on fundamental research or applied product development?
The stated focus is fundamental engineering research. NSF is looking for proposals that address fundamental mechanisms, develop new conceptual frameworks or predictive models, and generate insights that can generalize beyond a single device or niche application.
How broad is the definition of “thermal transport” in this program?
Thermal transport is defined broadly as heat and mass transfer, spanning both microscopic and macroscopic behavior and including transport driven by thermal gradients.
What does NSF mean by “cross-scale” thermal transport?
The solicitation highlights heat and mass transfer across length and time scales ranging from molecular to continuum regimes. Cross-scale work is a central interest when it remains grounded in fundamental transport science.
Are the listed topic examples the only topics the program will fund?
No. The solicitation provides example topic areas to illustrate scope, but it explicitly indicates these examples are not intended as a closed list. The key is alignment with fundamental thermal transport science and the program’s goals.
What are example topic areas mentioned in the solicitation?
Examples include thermal transport in energy conversion and conservation processes (and interactions with the environment), cross-scale heat and mass transfer relevant to areas such as energy systems, biotechnology, microelectronics, and biochemical detection, and the fundamental physics of interactions between energetic beams (such as lasers) and solid, liquid, or porous surfaces in advanced manufacturing across meso, micro, and nano scales.
What kind of proposal framing does NSF expect regarding novelty and significance?
Proposers are expected to make a clear case for what is truly new compared to prior work in the field, why that novelty matters for engineering science (for example, enabling a new understanding, measurement approach, modeling capability, or regime of operation), and what downstream impact could result if the research succeeds.
Where must the novelty-and-impact argument appear in the proposal?
NSF specifically states this information should be included, at minimum, in the Project Summary. Reviewers will be looking for the novelty-and-impact framing early rather than buried in the technical narrative.
What award duration is typical for unsolicited research proposals?
Unsolicited research awards are typically one to three years in duration.
What is the typical award size for this program?
The average annual award size is around $100,000.
Does the program support small equipment proposals?
Yes. The program considers small equipment proposals under $100,000, provided they are submitted during the same designated submission windows.
When are proposals due?
Proposals must be submitted within the announced submission windows. The listed annual windows are February 1 to March 1 and August 15 to September 15, due by 5 p.m. local time.
What happens if a proposal is submitted outside the submission windows?
Submission timing is strict. Any proposal received outside the announced submission window dates is returned without review.
Is cost sharing or matching required?
No. The opportunity indicates there is no cost sharing or matching requirement.
How much total funding is estimated for this opportunity, and how many awards are expected?
The opportunity notes an estimated total funding level of about $10.1 million and an expected number of awards around 32.
Who is eligible to apply?
Eligibility is described as unrestricted, meaning a broad range of organizations may apply, subject to any clarifications NSF may include in the full text.
What other NSF mechanisms are referenced as related options?
The announcement points to CAREER (Faculty Early Career Development) proposals (five-year duration, with Engineering CAREER submissions typically due in July), and to proposals for conferences, workshops, and supplements (which may be submitted at any time but require prior discussion with the program director). It also references RAPID (Rapid Response Research) and EAGER (Early-concept Grants for Exploratory Research), which replaced the former SGER mechanism and must be discussed with the program director in advance.
Do RAPID, EAGER, conference/workshop, or supplement proposals have special requirements?
Yes. The solicitation states these proposal types require prior discussion with the program director before submission.
Which NSF policy document governs administrative and proposal requirements?
Administrative and policy details are governed by the NSF Proposal and Award Policies and Procedures Guide (PAPPG).
Where should applicants go for submission or access issues related to Grants.gov?
For access or submission issues, the announcement points users to NSF Grants.gov support.
What is the funding opportunity identifier mentioned?
The program is described as Funding Opportunity PD 11-1406, later replaced by 12-1406.
What type of funding instrument and category does this fall under?
The program uses the grant instrument within the broader category of science and technology research and development.
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