Opportunity Information: Apply for PA 09 099

  • The National Institutes of Health in the education health sector is offering a public funding opportunity titled "Mechanisms of Alcohol and Nicotine Co Dependence (R01)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.273 Alcohol Research Programs 93.279 Drug Abuse and Addiction Research Programs.
  • This funding opportunity was created on Feb 13, 2009 and posted on Feb 13, 2009.
  • Applicants must submit their applications by May 7, 2012. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: State governments City or township governments Independent school districts Public housing authorities/Indian housing authorities Public and State controlled institutions of higher education Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education Small businesses Special district governments Private institutions of higher education For profit organizations other than small businesses Native American tribal organizations (other than Federally recognized tribal governments) County governments Others (see text field entitled Additional Information on Eligibility for clarification) Native American tribal governments (Federally recognized) Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education.
  • Other Eligible Applicants include the following Alaska Native and Native Hawaiian Serving Institutions Eligible Agencies of the Federal Government Faith based or Community based Organizations Hispanic serving Institutions Historically Black Colleges and Universities (HBCUs) Indian/Native American Tribal Governments (Other than Federally Recognized) Non domestic (non U.S.) Entities (Foreign Organizations) Regional Organizations Tribally Controlled Colleges and Universities (TCCUs) U.S. Territory or Possession.
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Opportunity Summary:

The grant opportunity "Mechanisms of Alcohol and Nicotine Co-Dependence (R01)" (Funding Opportunity Number PA-09-099) is a National Institutes of Health (NIH) funding announcement led jointly by the National Institute on Alcohol Abuse and Alcoholism (NIAAA) and the National Institute on Drug Abuse (NIDA). Its central goal is to support research that explains why alcohol and nicotine are so commonly used together and why dependence on one often overlaps with dependence on the other. The emphasis is on projects that dig into both neurobiological and behavioral mechanisms, meaning applicants are expected to move beyond simple correlations and instead test specific processes in the brain and in behavior that contribute to concurrent use, escalation, persistence of use, and difficulty quitting either substance when the other is present.

This opportunity uses the NIH Research Project Grant (R01) mechanism, which is typically intended for well-developed, hypothesis-driven studies with a clear scientific premise, strong preliminary rationale, and a plan capable of producing substantial new knowledge. In practical terms, the FOA is signaling that it is looking for full-scale research projects rather than exploratory, smaller-scope work. At the same time, it is paired with a parallel announcement of the same scientific scope that uses the R21 mechanism (PA-09-098). That parallel track matters because it clarifies the NIH intent: R01 submissions should be more mature and comprehensive, while investigators with earlier-stage ideas could consider the R21 route instead.

The scientific scope centers on understanding co-use and co-dependence from multiple angles. On the neuroscience side, this includes studying how alcohol and nicotine interact in neural circuits, neurotransmitter systems, reinforcement and reward pathways, stress systems, learning and memory processes, and other biological substrates that could plausibly drive combined use or make combined dependence harder to treat. On the behavioral side, the FOA encourages work that explains patterns of co-use and co-dependence through measurable behavior, such as reinforcement learning, cue reactivity, craving, withdrawal processes, relapse vulnerability, and decision-making under risk or stress. The overall theme is mechanism: proposals are expected to explain "how" and "why" concurrent dependence develops and persists, not merely describe that it happens.

In terms of funding logistics, awards are not guaranteed and depend on NIH appropriations as well as the volume and quality of applications received. The announcement does not promise a fixed number of awards, which is common for NIH program announcements, and instead makes funding contingent on the availability of funds and the submission of sufficiently meritorious proposals. This means applicants should assume standard NIH peer review competitiveness, with scientific rigor, significance, innovation, investigator expertise, and feasibility being key determinants of success.

Eligibility for this FOA is broad and inclusive. Eligible applicants include many types of U.S. governmental entities (state, county, city/township, special district governments), public housing authorities, independent school districts, and a wide range of higher education institutions (public and state-controlled universities as well as private institutions). The FOA also allows nonprofit organizations both with and without 501(c)(3) status (with the noted exception that the category "nonprofits without 501(c)(3)" is allowed other than institutions of higher education), and it permits for-profit entities, including small businesses and other for-profit organizations (other than small businesses are explicitly listed as eligible). Importantly, tribal organizations are eligible, including federally recognized tribal governments and other tribal entities, and the eligibility language explicitly includes several institution types and communities often emphasized in NIH outreach, such as Historically Black Colleges and Universities (HBCUs), Hispanic-serving Institutions, Tribally Controlled Colleges and Universities (TCCUs), Alaska Native and Native Hawaiian Serving Institutions, and faith-based or community-based organizations. The FOA also permits non-U.S. (foreign) organizations and other non-domestic entities, along with U.S. territories or possessions and regional organizations, which signals NIH interest in broader, potentially cross-cultural or international perspectives on co-dependence mechanisms when scientifically justified. There is no cost-sharing or matching requirement, consistent with typical NIH research grants.

Administratively, this is a discretionary grant opportunity in the Education and Health funding activity categories, and it is associated with CFDA numbers 93.273 (Alcohol Research Programs) and 93.279 (Drug Abuse and Addiction Research Programs). The FOA was posted and created on February 13, 2009, with an original and current closing date of May 7, 2012, and it was archived on June 7, 2012. While the archived status means it is not an active call today, the content remains useful as a blueprint for what NIAAA and NIDA considered high-priority scientific questions around alcohol-nicotine co-dependence and how they framed mechanistic expectations for R01-level projects.

For applicants seeking the full official announcement language, NIH provided an additional information link to the program announcement text (PA-09-099) hosted on the NIH grants site. The contact listed for access or technical issues is the NIH Office of Extramural Research (OER) webmaster (FBOWebmaster@OD.NIH.GOV), which is mainly for difficulties accessing the announcement electronically or problems with the link rather than scientific questions about fit or scope.

Frequently Asked Questions (FAQs): Mechanisms of Alcohol and Nicotine Co-Dependence (R01) (PA-09-099)

What is the focus of the PA-09-099 grant opportunity?

The opportunity supports research that explains why alcohol and nicotine are so commonly used together and why dependence on one often overlaps with dependence on the other. The emphasis is on identifying and testing specific neurobiological and behavioral mechanisms that contribute to concurrent use, escalation, persistence, and difficulty quitting when both substances are involved.

Which NIH institutes lead this funding announcement?

This NIH program announcement is jointly led by the National Institute on Alcohol Abuse and Alcoholism (NIAAA) and the National Institute on Drug Abuse (NIDA).

What is the Funding Opportunity Number and title?

Funding Opportunity Number: PA-09-099. Title: "Mechanisms of Alcohol and Nicotine Co-Dependence (R01)."

What type of grant mechanism does PA-09-099 use?

It uses the NIH Research Project Grant (R01) mechanism, which is typically intended for well-developed, hypothesis-driven projects with a clear scientific premise and a plan capable of producing substantial new knowledge.

Is this intended for exploratory projects or full-scale studies?

The announcement signals interest in full-scale, mature R01 projects rather than smaller-scope exploratory work. Applicants are expected to move beyond correlations and test specific mechanisms.

Is there a related opportunity for earlier-stage or smaller-scope ideas?

Yes. A parallel announcement with the same scientific scope uses the R21 mechanism (PA-09-098). The R01 is positioned as more comprehensive and mature, while the parallel R21 track is mentioned as a potential route for earlier-stage ideas.

What does the FOA mean by a focus on "mechanisms"?

The central expectation is that studies explain "how" and "why" alcohol and nicotine co-use and co-dependence develop and persist. Projects should test specific processes in the brain and behavior, rather than simply describing associations or co-occurrence rates.

What kinds of neurobiological topics are within scope?

The neuroscience scope includes studying interactions between alcohol and nicotine across neural circuits, neurotransmitter systems, reinforcement and reward pathways, stress systems, and learning and memory processes, as well as other biological substrates that could drive combined use or make combined dependence harder to treat.

What kinds of behavioral topics are within scope?

The behavioral scope encourages research on measurable behavioral processes tied to co-use and co-dependence, including reinforcement learning, cue reactivity, craving, withdrawal processes, relapse vulnerability, and decision-making under risk or stress.

Does the FOA prioritize concurrent use, escalation, persistence, and quitting difficulty?

Yes. The stated emphasis includes mechanisms contributing to concurrent use, escalation and persistence of use, and the difficulty of quitting either substance when the other is present.

Are awards guaranteed under this announcement?

No. Awards are not guaranteed. Funding depends on NIH appropriations and on the volume and quality of applications received.

Does the FOA promise a fixed number of awards?

No. It does not promise a set number of awards, which is common for NIH program announcements. Funding is contingent on available funds and sufficiently meritorious applications.

What factors influence competitiveness and selection?

The announcement indicates a standard NIH peer review environment where factors such as scientific rigor, significance, innovation, investigator expertise, and feasibility are key determinants of success.

Who is eligible to apply?

Eligibility is broad. Eligible applicants include U.S. governmental entities (including state, county, city/township, and special district governments), public housing authorities, independent school districts, and many types of higher education institutions (public/state-controlled and private).

Are nonprofit organizations eligible?

Yes. The FOA allows nonprofit organizations with 501(c)(3) status and also allows nonprofits without 501(c)(3) status (with the noted exception that this category is allowed other than institutions of higher education).

Are for-profit organizations eligible?

Yes. For-profit entities are eligible, including small businesses and other for-profit organizations (with categories explicitly listed as eligible).

Are tribal organizations eligible?

Yes. The eligibility language includes tribal organizations, including federally recognized tribal governments and other tribal entities.

Does the announcement explicitly include certain institution types often emphasized in NIH outreach?

Yes. The eligibility language explicitly includes Historically Black Colleges and Universities (HBCUs), Hispanic-serving Institutions, Tribally Controlled Colleges and Universities (TCCUs), Alaska Native and Native Hawaiian Serving Institutions, and faith-based or community-based organizations.

Are non-U.S. (foreign) organizations allowed to apply?

Yes. The FOA permits non-U.S. (foreign) organizations and other non-domestic entities, as well as U.S. territories or possessions and regional organizations.

Is there a cost-sharing or matching requirement?

No. The announcement states there is no cost-sharing or matching requirement, which is consistent with typical NIH research grants.

What are the CFDA numbers associated with this program announcement?

The announcement is associated with CFDA 93.273 (Alcohol Research Programs) and 93.279 (Drug Abuse and Addiction Research Programs).

What funding activity categories are listed for this opportunity?

The opportunity is described as a discretionary grant in the Education and Health funding activity categories.

When was PA-09-099 posted and what were the closing dates?

The FOA was posted and created on February 13, 2009. The original and current closing date listed is May 7, 2012.

Is this funding opportunity currently active?

No. It was archived on June 7, 2012, meaning it is not an active call today. The archived content may still be useful as a reference for the scientific priorities and mechanistic expectations described.

Where can applicants find the official program announcement text?

NIH provided an additional information link to the program announcement text (PA-09-099) hosted on the NIH grants site.

Who should be contacted for trouble accessing the announcement online?

The contact listed for access or technical issues is the NIH Office of Extramural Research (OER) webmaster at FBOWebmaster@OD.NIH.GOV, intended for difficulties accessing the announcement electronically or problems with the link (rather than scientific fit questions).

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