Opportunity Information: Apply for PA 10 051

  • The National Institutes of Health in the education environment food and nutrition health income security and social services sector is offering a public funding opportunity titled "PHS 2010 02 Omnibus Solicitation of the NIH for Small Business Technology Transfer Grant Applications (Parent STTR R41/R42)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.113 Environmental Health 93.121 Oral Diseases and Disorders Research 93.143 NIEHS Superfund Hazardous SubstancesBasic Research and Education 93.172 Human Genome Research 93.173 Research Related to Deafness and Communication Disorders 93.213 Research and Training in Complementary and Integrative Health 93.242 Mental Health Research Grants 93.273 Alcohol Research Programs 93.279 Drug Abuse and Addiction Research Programs 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 93.307 Minority Health and Health Disparities Research 93.361 Nursing Research 93.389 National Center for Research Resources 93.393 Cancer Cause and Prevention Research 93.394 Cancer Detection and Diagnosis Research 93.395 Cancer Treatment Research 93.396 Cancer Biology Research 93.399 Cancer Control 93.837 Cardiovascular Diseases Research 93.838 Lung Diseases Research 93.839 Blood Diseases and Resources Research 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 93.855 Allergy, Immunology and Transplantation Research 93.856 Microbiology and Infectious Diseases Research 93.859 Biomedical Research and Research Training 93.865 Child Health and Human Development Extramural Research 93.866 Aging Research 93.867 Vision Research 93.879 Medical Library Assistance.
  • This funding opportunity was created on Jan 15, 2010 and posted on Jan 15, 2010.
  • Applicants must submit their applications by Jan 7, 2011. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Small businesses.
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Opportunity Summary:

The PHS 2010-02 Omnibus Solicitation of the NIH for Small Business Technology Transfer (STTR) Grant Applications, listed as Funding Opportunity Number PA-10-051, is a broad NIH funding announcement designed to help U.S. small business concerns move promising biomedical and behavioral innovations from early research toward real-world products and services. The core idea behind this opportunity is to fund research and development that aligns with the missions of participating NIH Institutes and Centers, while requiring a formal collaboration between a small business and a U.S. research institution. In practice, it is meant for small companies that have a strong technology concept and need structured, federally supported R and D to prove feasibility, build prototypes, generate key data, and progress toward commercialization in health-related fields.

This announcement uses the STTR grant mechanisms R41 and R42, which cover Phase I, Phase II, and Fast-Track applications. Phase I generally focuses on establishing scientific and technical feasibility and reducing early risks, while Phase II supports further development and more advanced R and D activities that move the project closer to commercialization. The Fast-Track option allows applicants to request Phase I and Phase II support in a single, combined application, which can be useful when a project is ready for a continuous development path without a long gap between phases. Importantly, this STTR solicitation runs in parallel with a separate but scientifically identical SBIR solicitation (PA-10-050) that uses different mechanisms (R43/R44). The distinction matters because STTR, unlike SBIR, is built around a structured small business-research institution partnership, and for this particular opportunity STTR applications are accepted only by NIH. The CDC, FDA, and ACF are specifically noted as not participating in the STTR program under this solicitation.

The scope is intentionally omnibus, meaning it spans a wide range of research topics rather than targeting a single narrow area. Applicants are encouraged to propose projects that fit the research and development priorities of NIH awarding components and to align their proposals with the identified topics referenced in the NIH SBIR/STTR Program Descriptions and Research Topics for PHS 2010-02. The listing of CFDA program areas underscores how broad the scientific coverage is, touching many parts of biomedical, clinical, and public health research. Included areas range from environmental health, oral health, genomics, deafness and communication disorders, complementary and integrative health, mental health, alcohol and drug abuse, and technological innovations for improving human health, to minority health and health disparities, nursing research, and extensive cancer-related categories (prevention, detection, diagnosis, treatment, biology, and control). It also includes major disease and organ-system research portfolios such as cardiovascular, lung, blood, arthritis and musculoskeletal/skin, diabetes and digestive and kidney diseases, neuroscience and neurological disorders, allergy/immunology/transplantation, microbiology and infectious diseases, child health and human development, aging, vision research, and medical library assistance. Taken together, the opportunity is essentially a doorway for small businesses working in nearly any NIH-relevant health technology area, as long as the work is responsive to NIH missions and the STTR requirements are met.

From a funding and award standpoint, NIH emphasizes that awards depend on the availability of funds and the receipt of a sufficient number of high-quality applications. No fixed number of awards or total set-aside amount is guaranteed in the notice; instead, the total amount funded and the number of grants made will vary based on application quality, project duration, and the budgets requested. The opportunity is categorized as discretionary and uses the grant funding instrument. It also explicitly states there is no cost-sharing or matching requirement, which means applicants are not required to provide a mandatory non-federal match as a condition of the award (though companies often still bring additional resources to strengthen commercialization plans).

Eligibility is limited to small businesses, specifically U.S. small business concerns, consistent with STTR program rules. The overall intent is to support companies that not only have innovative R and D ideas, but also have the capability to execute the work and a credible pathway to translate the research into something useful in the health marketplace, whether that is a diagnostic, therapeutic, medical device, digital health tool, research instrument, platform technology, or another product that advances human health.

Key administrative details in the posting include a Posted Date and Creation Date of January 15, 2010, with an Original and Current Closing Date of January 7, 2011, and an Archive Date of February 7, 2011. The primary agency is the National Institutes of Health. The full announcement was made available through the NIH grants guide page at http://grants.nih.gov/grants/guide/pa-files/PA-10-051.html, and technical access or linking issues were directed to the NIH Office of Extramural Research webmaster (FBOWebmaster@OD.NIH.GOV).

FAQs: PHS 2010-02 Omnibus NIH STTR (PA-10-051)

What is the PA-10-051 funding opportunity?

PA-10-051 is the PHS 2010-02 Omnibus Solicitation of the National Institutes of Health (NIH) for Small Business Technology Transfer (STTR) grant applications. It is a broad NIH funding announcement intended to help U.S. small businesses move promising biomedical and behavioral innovations from early research toward real-world products and services.

What is the main purpose of this STTR solicitation?

The purpose is to support research and development (R&D) that aligns with the missions of participating NIH Institutes and Centers and helps advance innovations toward commercialization. A central requirement is a formal collaboration between a U.S. small business concern and a U.S. research institution.

Who is the primary agency for this opportunity?

The primary agency is the National Institutes of Health (NIH).

Which grant mechanisms are used under PA-10-051?

This STTR solicitation uses the NIH STTR grant mechanisms R41 and R42 and supports Phase I, Phase II, and Fast-Track applications.

What is the difference between Phase I and Phase II under this STTR opportunity?

Phase I generally focuses on establishing scientific and technical feasibility and reducing early risks. Phase II supports further development and more advanced R&D activities that move the project closer to commercialization.

What is the Fast-Track option in PA-10-051?

Fast-Track allows an applicant to request Phase I and Phase II support in a single combined application. This can be useful when the project is ready for a continuous development path without a long gap between phases.

How is this STTR solicitation related to the SBIR solicitation PA-10-050?

PA-10-051 (STTR) runs in parallel with a separate but scientifically identical SBIR solicitation (PA-10-050). The difference is that STTR uses mechanisms R41/R42 and requires a structured collaboration between a small business and a U.S. research institution, while SBIR uses mechanisms R43/R44.

Is a small business-research institution partnership required?

Yes. This STTR solicitation is specifically built around a structured small business and U.S. research institution partnership as a core requirement.

Are applications under this STTR solicitation accepted by agencies other than NIH?

No. For this particular opportunity, STTR applications are accepted only by NIH. The CDC, FDA, and ACF are specifically noted as not participating in the STTR program under this solicitation.

What kinds of projects fit within the scope of PA-10-051?

The scope is omnibus, meaning it covers a wide range of biomedical, behavioral, clinical, and public health research areas relevant to NIH missions. Applicants are encouraged to propose projects aligned with the R&D priorities of NIH awarding components and the topics referenced in the NIH SBIR/STTR Program Descriptions and Research Topics for PHS 2010-02.

What health and research areas are included in the scope described?

The opportunity is described as very broad. Examples of included areas span environmental health, oral health, genomics, deafness and communication disorders, complementary and integrative health, mental health, alcohol and drug abuse, technology innovations to improve human health, minority health and health disparities, nursing research, extensive cancer-related categories, and major disease and organ-system portfolios (such as cardiovascular, lung, blood, arthritis and musculoskeletal/skin, diabetes and digestive and kidney diseases, neuroscience and neurological disorders, allergy/immunology/transplantation, microbiology and infectious diseases, child health and human development, aging, vision research, and medical library assistance).

What types of end products or outcomes does NIH expect from projects under PA-10-051?

The intent is to help small businesses translate R&D into something useful in the health marketplace. The description notes examples such as diagnostics, therapeutics, medical devices, digital health tools, research instruments, platform technologies, or other products that advance human health.

Is this a targeted topic solicitation or a broad solicitation?

It is intentionally broad (omnibus) rather than limited to a single narrow topic area.

Who is eligible to apply?

Eligibility is limited to U.S. small business concerns, consistent with STTR program rules.

Does the solicitation mention cost-sharing or matching requirements?

Yes. It explicitly states there is no cost-sharing or matching requirement.

How are funding decisions and award amounts determined?

NIH indicates that awards depend on the availability of funds and the receipt of a sufficient number of high-quality applications. The notice does not guarantee a fixed number of awards or a set-aside total amount; instead, the number of awards and total dollars funded vary based on application quality, project duration, and the budgets requested.

What type of funding instrument is used?

The opportunity uses the grant funding instrument and is categorized as discretionary.

What are the key dates listed for this opportunity?

The posting lists a Posted Date and Creation Date of January 15, 2010. The Original and Current Closing Date are January 7, 2011. The Archive Date is February 7, 2011.

Where can applicants find the full announcement?

The full announcement is available through the NIH Grants Guide page at http://grants.nih.gov/grants/guide/pa-files/PA-10-051.html.

Who is listed as a contact for technical access or linking issues?

Technical access or linking issues were directed to the NIH Office of Extramural Research webmaster at FBOWebmaster@OD.NIH.GOV.

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