Opportunity Information: Apply for DE FOA 0000363

  • The Chicago Service Center in the science and technology and other research and development sector is offering a public funding opportunity titled "Recovery Act FY 2010 SBIR/STTR Phase II Funding Opportunity Announcement" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.049 Office of Science Financial Assistance Program.
  • This funding opportunity was created on May 7, 2010 and posted on May 7, 2010.
  • Applicants must submit their applications by Jun 7, 2010. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $58,000,000.00 to eligible and selected applicants.
  • Each selected applicant is eligible to receive up to $1,000,000.00 in funding.
  • The number of recipients for this funding is limited to 58 candidate(s).
  • Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
  • ELIGIBLE APPLICANTS Only currently active DOE SBIR or STTR Phase I recipients working under the DOE Funding Opportunity Number DE PS02 09ER09 27 are eligible to apply to this U. S. Department of Energy Phase II Funding Opportunity Announcement (FOA). Applicants are required to use the compatible version of Adobe Reader software to complete a Grants.gov Adobe application package. To ensure you have the Grants.gov compatible version of Adobe Reader, visit the download software page at http://www.grants.gov/help/downloadsoftware.jsp
Apply for DE FOA 0000363

[Watch] Creating a grant proposal using the step-by-step wizard inside the applicant portal:

Opportunity Summary:

The Recovery Act FY 2010 SBIR/STTR Phase II Funding Opportunity Announcement (FOA), Funding Opportunity Number DE-FOA-0000363, was a U.S. Department of Energy (DOE) discretionary grant competition run through the DOE Office of Science financial assistance program (CFDA 81.049). It was designed specifically to move existing DOE Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) projects from Phase I into Phase II, using funding provided in whole or in part by the American Recovery and Reinvestment Act of 2009 (Public Law 111-5). In practical terms, this FOA functioned as a targeted Phase II follow-on opportunity intended to accelerate research, development, and demonstration work that had already shown promise in Phase I, consistent with the Recovery Act emphasis on timely investment and economic and technological impact.

Eligibility was narrowly defined. Only applicants that were currently active DOE SBIR or STTR Phase I recipients under the specific DOE Funding Opportunity Number DE-PS02-09ER09-27 were allowed to apply. While the listing notes “unrestricted” eligible applicants in a general sense, the controlling requirement is the Phase I award linkage to that exact prior FOA, meaning this opportunity was not open to new applicants, universities applying independently, or companies that did not hold an active qualifying DOE Phase I award. No cost sharing or matching was required, which is typical for SBIR/STTR awards and lowers barriers for small businesses that may not be able to provide non-federal cost share.

The program purpose was to fund Phase II work, described as the principal research and development effort in the SBIR/STTR pathway. Phase II awards were expected to be as high as $1,000,000 per project (the award ceiling), with a nominal award floor of $1, indicating there was no meaningful minimum other than meeting application requirements. DOE anticipated making about 58 awards, supported by an estimated total funding amount of $58,000,000, which aligns closely with the implied average award size of roughly $1,000,000 and suggests the FOA was structured to provide substantial, project-scale funding to a cohort of Phase I successes.

Administratively, the FOA was posted on May 7, 2010, and closed on June 7, 2010, with the archive date listed as August 7, 2010. Applications were submitted via Grants.gov, and the announcement emphasized a technical submission requirement that applicants use a Grants.gov-compatible version of Adobe Reader to complete the Adobe application package. That detail mattered because, at the time, incompatibilities between Adobe versions and Grants.gov forms frequently caused validation errors or submission failures; DOE pointed applicants to the Grants.gov software download page to reduce submission problems.

The sponsoring agency was the DOE Chicago Service Center, with program contacts provided for applicants who could not access the full announcement electronically or needed assistance: Marilyn M. Oyler (301-903-3604, marilyn.oyler@science.doe.gov) and Carl C. Hebron (301-903-1414, carl.hebron@science.doe.gov). An additional information link was listed as FedConnect, indicating that full solicitation materials, amendments, or related communications may have been distributed through that portal in addition to Grants.gov.

Overall, this FOA was a one-time, Recovery Act-supported infusion of Phase II funding aimed at speeding the transition of DOE SBIR/STTR Phase I projects into more intensive R&D, with relatively large individual award sizes, no cost share requirement, and eligibility limited to a defined set of active Phase I awardees under a prior DOE solicitation.

FAQs: Recovery Act FY 2010 DOE SBIR/STTR Phase II FOA (DE-FOA-0000363)

What is this funding opportunity?

This was the Recovery Act FY 2010 SBIR/STTR Phase II Funding Opportunity Announcement (FOA) from the U.S. Department of Energy (DOE), Funding Opportunity Number DE-FOA-0000363. It was a DOE discretionary grant competition run through the DOE Office of Science financial assistance program (CFDA 81.049).

What was the main goal of the FOA?

The FOA was designed to move existing DOE SBIR and STTR projects from Phase I into Phase II. In other words, it was a targeted Phase II follow-on meant to accelerate research, development, and demonstration work that had already shown promise in Phase I.

How does the American Recovery and Reinvestment Act relate to this FOA?

Funding for this opportunity was provided in whole or in part by the American Recovery and Reinvestment Act of 2009 (Public Law 111-5). The FOA reflected the Recovery Act emphasis on timely investment and economic and technological impact.

Who was eligible to apply?

Eligibility was limited to applicants that were currently active DOE SBIR or STTR Phase I recipients under the specific prior DOE Funding Opportunity Number DE-PS02-09ER09-27.

Was this opportunity open to new applicants or first-time SBIR/STTR companies?

No. This opportunity was not open to new applicants. It was only for organizations with an active, qualifying DOE SBIR/STTR Phase I award tied to DE-PS02-09ER09-27.

Could universities apply independently?

Based on the stated eligibility restriction, the controlling requirement was that the applicant must be an active DOE SBIR/STTR Phase I recipient under DE-PS02-09ER09-27. The information provided does not describe a path for universities applying independently if they were not the qualifying Phase I recipient.

Could a company apply if it had a DOE Phase I award under a different FOA number?

No. Eligibility was tied to active Phase I awards under the exact prior FOA number DE-PS02-09ER09-27. Companies without that specific linkage were not eligible.

What phase of SBIR/STTR did this FOA fund?

This FOA funded Phase II, described as the principal research and development effort in the SBIR/STTR pathway.

What was the maximum award amount?

Phase II awards were expected to be as high as $1,000,000 per project (the award ceiling).

Was there a minimum award amount?

The nominal award floor was listed as $1, which effectively indicates there was no meaningful minimum amount stated beyond meeting application requirements.

How many awards did DOE expect to make?

DOE anticipated making about 58 awards.

What was the estimated total funding available under this FOA?

The estimated total funding amount was $58,000,000.

What does the estimated funding suggest about average award size?

With about 58 expected awards and an estimated total of $58,000,000, the implied average award size is roughly $1,000,000, consistent with the stated award ceiling.

Was cost sharing or matching required?

No. No cost sharing or matching was required, which is typical for SBIR/STTR awards.

When was the FOA posted?

The FOA was posted on May 7, 2010.

What was the application deadline?

The FOA closed on June 7, 2010.

When was the FOA archived?

The archive date listed was August 7, 2010.

How were applications submitted?

Applications were submitted through Grants.gov.

Were there any specific technical requirements for submitting the application?

Yes. The announcement emphasized that applicants needed to use a Grants.gov-compatible version of Adobe Reader to complete the Adobe application package. Applicants were directed to the Grants.gov software download page to reduce validation errors or submission failures.

Why did the FOA mention Adobe Reader compatibility?

At the time of the FOA, incompatibilities between Adobe versions and Grants.gov forms frequently caused validation errors or submission failures. The compatibility note was included to help applicants avoid preventable submission problems.

Which DOE office or service center sponsored this opportunity?

The sponsoring agency was the DOE Chicago Service Center.

What program or assistance listing was associated with this FOA?

The FOA was run through the DOE Office of Science financial assistance program under CFDA 81.049.

Who were the contacts for help or access issues?

Two program contacts were provided for applicants who could not access the full announcement electronically or needed assistance: Marilyn M. Oyler (301-903-3604, marilyn.oyler@science.doe.gov) and Carl C. Hebron (301-903-1414, carl.hebron@science.doe.gov).

What additional portal was referenced for information?

An additional information link was listed as FedConnect, indicating that solicitation materials, amendments, or related communications may have been distributed through that portal in addition to Grants.gov.

Was this FOA intended as a general open solicitation for Phase II?

No. It functioned as a targeted Phase II follow-on specifically for a defined set of active DOE SBIR/STTR Phase I awardees under DE-PS02-09ER09-27.

What kinds of activities were Phase II funds intended to support?

The FOA aimed to support more intensive Phase II research, development, and demonstration work building on Phase I results, with an emphasis on accelerating progress consistent with Recovery Act priorities.

Browse more opportunities from the same agency: Chicago Service Center

Browse more opportunities from the same category: Science and Technology and other Research and Development

Next opportunity: CERCLA SECTION 128(a) STATE IMPLEMENTATION SUPPORT GRANT

Previous opportunity: Defense Sciences Research and Technology

USGrants.org Applicant Portal:

Are you interested in learning about about how to apply for this government funding opportunity? You can create a free applicant account and receive instant access to our applicant portal that many business owners like you have benefited from.

Apply for DE FOA 0000363

 

[Watch] how do funding administrators access proposals?

Applicants also applied for:

Applicants who have applied for this opportunity (DE FOA 0000363) also looked into and applied for these:

Funding Opportunity
TCTO Office Wide BAA Apply for DARPA BAA 10 61

Funding Number: DARPA BAA 10 61
Agency: DARPA Transformational Convergence Technology
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
ROSES 2010 Ocean Biology and Biogeochemistry Apply for NNH10ZDA001N OBB

Funding Number: NNH10ZDA001N OBB
Agency: NASA Headquarters
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
DoD Peer Reviewed Orthopaedic Rehabilitation Clinical Consortium Award Apply for W81XWH 10 PRORP ORCCA

Funding Number: W81XWH 10 PRORP ORCCA
Agency: Dept. of the Army USAMRAA
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
Tribal Colleges and Universities Project (TCUP) Apply for NNG10ZNE005C

Funding Number: NNG10ZNE005C
Agency: NASA Headquarters
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
FY 2010 Harriett G. Jenkins Pre Doctoral Fellowship Project (JPFP) Apply for NNA10335625C

Funding Number: NNA10335625C
Agency: NASA Headquarters
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
NASA Request For Information Enabling Technology Development and Demonstration Program (ETDD) Apply for NNH10ZTT002L

Funding Number: NNH10ZTT002L
Agency: NASA Headquarters
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
Instrument Development for Biological Research Apply for 10 563

Funding Number: 10 563
Agency: National Science Foundation
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
NSF GRADUATE STEM FELLOWS IN K 12 EDUCATION Apply for 09 549

Funding Number: 09 549
Agency: National Science Foundation
Category: Science and Technology and other Research and Development
Funding Amount: $3,000,000
Cooperative Ecosystem Studies Unit, Gulf Coast CESU Apply for 10HQPA0056

Funding Number: 10HQPA0056
Agency: Geological Survey
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
Cooperative Ecosystem Studies Unit, Rocky Mountain CESU Apply for 10HQPA0060

Funding Number: 10HQPA0060
Agency: Geological Survey
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
Cooperative Ecosystem Studies Unit, Rocky Mountain CESU Apply for 10HQPA0061

Funding Number: 10HQPA0061
Agency: Geological Survey
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
Cooperative Ecosystem Studies Unit, Great Rivers CESU Apply for 10HQPA0062

Funding Number: 10HQPA0062
Agency: Geological Survey
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
Cooperative Ecosystem Studies Unit, Hawaii Pacific Islands CESU Apply for 10HQPA0063

Funding Number: 10HQPA0063
Agency: Geological Survey
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
FY 2010 NASA K 12 Cooperative Agreements Notice (CAN) Apply for NNG10ZNE008C

Funding Number: NNG10ZNE008C
Agency: NASA Headquarters
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
Defense Production Act Title III, Satellite Communication (SATCOM) Transceiver Production Project Apply for BAA 10 19 PKM

Funding Number: BAA 10 19 PKM
Agency: Air Force Research Lab
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
DoD Chiropractic Clinical Trial Award Apply for W81XWH 10 DHP CCTA

Funding Number: W81XWH 10 DHP CCTA
Agency: Dept. of the Army USAMRAA
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
FY 2010 Research Development Development of Standard Communication Protocol for Wireless Sensors Network in Mobile Railroad Environment Apply for FR RRD 10 009

Funding Number: FR RRD 10 009
Agency: DOT/Federal Railroad Administration
Category: Science and Technology and other Research and Development
Funding Amount: $250,000
Curriculum Improvement Partnership Award for the Integreation of Research into the Undergraduate Curriculum (CIPAIR) 2010 Apply for NNH10ZNE007N

Funding Number: NNH10ZNE007N
Agency: NASA Headquarters
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
Gotcha Spiral II Radar System Apply for BAA 09 01 PKS CALL 22

Funding Number: BAA 09 01 PKS CALL 22
Agency: Air Force Research Lab
Category: Science and Technology and other Research and Development
Funding Amount: Case Dependent
Comprehensive Booklet Providing an Overview on the Klamath River and the Secretarial Determination Process Apply for FWS R8 YREKA 2010 SECDET 10

Funding Number: FWS R8 YREKA 2010 SECDET 10
Agency: Fish and Wildlife Service
Category: Science and Technology and other Research and Development
Funding Amount: $42,000

 

Grant application guides and resources

It is always free to apply for government grants. However the process may be very complex depending on the funding opportunity you are applying for. Let us help you!

Apply for Grants

 

USGrants.org applicant portal membership

 

Premium leads for funding administrators, grant writers, and loan issuers

Thousands of people visit our website for their funding needs every day. When a user creates a grant proposal and files for submission, we pass the information on to funding administrators, grant writers, and government loan issuers.

If you manage government grant programs, provide grant writing services, or issue personal or government loans, we can help you reach your audience.

Subscribe to Leads

 

Request more information:

Would you like to learn more about this funding opportunity, similar opportunities to "DE FOA 0000363", eligibility, application service, and/or application tips? Submit an inquiry below:

Don't forget to subscribe to our grant alerts mailing list to receive weekly alerts on new and updated grant funding opportunities like this one in your email.