Opportunity Information: Apply for NNH11ZDA001N AIST

  • The NASA Headquarters in the science and technology and other research and development sector is offering a public funding opportunity titled "ROSES 2011 Advanced Information Systems Technology" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 43.001 Science.
  • This funding opportunity was created on May 5, 2011 and posted on May 5, 2011.
  • Applicants must submit their applications by Aug 12, 2011. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Proposers must be affiliated with an institution at nspires.nasaprs.com/ and, in general, NASA provides funding only to US institutions. Organizations outside the U.S. that propose on the basis of a policy of no exchange of funds consult Appendix B Section (l) of the guidebook for proposers (http://www.hq.nasa.gov/office/procurement/nraguidebook/)for specific details. Some NRAs may be issued jointly with a non U.S. organization, e.g., those concerning guest observing programs for jointly sponsored space science programs, that will contain additional special guidelines for non U.S. participants. Also ref. Sections 2.3.10(c)(vii) of the guidebook for proposers for special instructions for proposals from non U.S. organizations that involve U.S. personnel for whom NASA support is requested.
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Opportunity Summary:

ROSES 2011 Advanced Information Systems Technology (AIST) is part of NASA's broader Research Opportunities in Space and Earth Sciences (ROSES) 2011 solicitation, released under Funding Opportunity Number NNH11ZDA001N. It is a NASA Research Announcement issued by NASA Headquarters through the Science Mission Directorate (SMD) to support both basic and applied research and technology development that advances NASA science. While the ROSES umbrella spans many research areas, AIST sits within it as a technology focused opportunity aimed at improving the information systems and applied capabilities that enable, enhance, or expand NASA's ability to collect, manage, analyze, and use Earth and space science data in support of SMD objectives.

The solicitation opened on or about February 18, 2011 through the NSPIRES portal (nspires.nasaprs.com) and remained active through a long window of program element due dates. Notices of Intent (NOIs) were requested for many program elements beginning March 18, 2011 and continuing through February 8, 2012. Full proposals were due on a rolling schedule by program element starting April 29, 2011 and extending through April 30, 2012. NASA advised applicants to monitor NSPIRES and the ROSES 2011 amendments archive for updates, clarifications, and new or modified elements through February 2012, when a subsequent ROSES release was expected.

ROSES 2011, including AIST, supported work across NASA's major science research programs: Earth Science, Heliophysics, Planetary Science, and Astrophysics. The overall scope emphasized the research and technology that underpins present and future SMD missions and investigations. Examples of the kinds of activities described in the solicitation include theory, modeling, and analysis of NASA science data; development of experiment techniques suitable for future missions; new mission concepts; advanced technologies relevant to SMD missions; laboratory techniques and analyses for extraterrestrial samples returned by spacecraft as well as terrestrial samples that help validate Earth observing mission results; determination of atomic or compositional parameters needed to interpret space data and samples; Earth surface observations and field campaigns supporting NASA science; integrated Earth system modeling; and systems that translate Earth science research data into societal applications. Within that broad list, AIST aligns most directly with the development of applied information systems and data-use technologies that improve how NASA science data are processed, accessed, combined, interpreted, and applied.

Funding levels varied widely depending on the nature and scale of the proposed work. The announcement notes that awards could range from under $100,000 per year for narrowly scoped efforts such as focused data analysis to over $1 million per year for large, extensive activities such as science experiment hardware development. Across individual program elements, NASA anticipated having budgets ranging from less than $1 million to several million dollars, supporting anywhere from a handful to several dozen selections depending on program priorities and proposal quality. The typical period of performance was about four years, though some elements could be shorter or longer, up to a maximum of five years.

NASA indicated that awards could be issued using different funding instruments depending on the proposing organization and program needs, including grants, cooperative agreements, contracts, and inter- or intra-agency transfers. The opportunity was categorized as discretionary, with eligible activity falling under science and technology and other research and development, and it carried CFDA number 43.001 (Science). Cost sharing or matching was not required.

Eligibility was intentionally broad in terms of organizational type and teaming flexibility. Domestic and foreign organizations, government and private entities, for-profit and nonprofit institutions, could submit proposals, and there were no restrictions on the number of proposals or teaming arrangements. At the same time, NASA emphasized its general practice of providing funding primarily to U.S. institutions. Non-U.S. organizations could participate under NASA's "no exchange of funds" policy, meaning NASA would not transfer funds to the non-U.S. entity; specific guidance for those situations was referenced in the NASA Guidebook for Proposers and in ROSES appendix instructions, including cases where non-U.S. proposals involve U.S. personnel requesting NASA support.

Submission was electronic and required organizational and investigator registration. Proposals had to be submitted by an authorized organizational representative, using either NSPIRES or Grants.gov (with the additional requirement that Grants.gov submitters also be registered in both systems). NASA stressed that all principal investigators and other participants such as co-investigators needed to be registered in NSPIRES regardless of the submission method, and recommended early registration and system familiarization well ahead of due dates. Detailed instructions, program element descriptions, and specific due dates were provided in the ROSES appendices and in the tables listing deadlines for each element.

For ongoing management and questions, NASA directed applicants to consult the individual program officers listed within each program element's summary of key information in the appendices. General policy and procedure questions for ROSES were directed to Dr. Max Bernstein at NASA Headquarters (Science Mission Directorate), with contact available through sara@nasa.gov and a listed phone number. The solicitation also provided locations for official updates and amendments through the ROSES 2011 web archive and RSS feed.

Frequently Asked Questions (FAQs): ROSES 2011 Advanced Information Systems Technology (AIST)

What is the ROSES 2011 Advanced Information Systems Technology (AIST) opportunity?

Advanced Information Systems Technology (AIST) is a technology-focused opportunity within NASA's broader Research Opportunities in Space and Earth Sciences (ROSES) 2011 solicitation (Funding Opportunity Number NNH11ZDA001N). It is a NASA Research Announcement issued by NASA Headquarters through the Science Mission Directorate (SMD) to support basic and applied research and technology development that advances NASA science, with AIST specifically aimed at improving information systems and applied capabilities that enable NASA to collect, manage, analyze, and use Earth and space science data in support of SMD objectives.

Who is issuing this solicitation?

The solicitation is issued by NASA Headquarters through the Science Mission Directorate (SMD) as a NASA Research Announcement under the ROSES 2011 umbrella.

What is the funding opportunity number for this solicitation?

The funding opportunity number is NNH11ZDA001N.

What is the primary goal of AIST within ROSES 2011?

AIST is focused on advancing information systems and data-use technologies that improve how NASA science data are processed, accessed, combined, interpreted, and applied, thereby enabling, enhancing, or expanding NASA's ability to support SMD science objectives.

Which NASA science areas does ROSES 2011 support?

ROSES 2011 supported work across NASA's major science research programs: Earth Science, Heliophysics, Planetary Science, and Astrophysics. AIST sits within this broader context as a technology-oriented element.

What kinds of activities are in scope under ROSES 2011, and where does AIST fit?

ROSES 2011 describes a wide range of activities, including theory, modeling, and analysis of NASA science data; development of experiment techniques suitable for future missions; new mission concepts; advanced technologies relevant to SMD missions; laboratory techniques and analyses for extraterrestrial samples and terrestrial validation samples; determination of atomic or compositional parameters needed to interpret space data and samples; Earth surface observations and field campaigns; integrated Earth system modeling; and systems that translate Earth science research data into societal applications. Within this broad scope, AIST aligns most directly with applied information systems and data-use technologies that improve how NASA science data are processed, accessed, combined, interpreted, and applied.

When did the solicitation open?

The solicitation opened on or about February 18, 2011 through the NSPIRES portal.

Is there a single due date for the entire solicitation?

No. ROSES 2011 used a long window of program element due dates. Notices of Intent (NOIs) and full proposals were due on a rolling schedule depending on the specific program element.

When were Notices of Intent (NOIs) requested?

NOIs were requested for many program elements beginning March 18, 2011 and continuing through February 8, 2012, depending on the element.

When were full proposals due?

Full proposals were due on a rolling schedule by program element starting April 29, 2011 and extending through April 30, 2012.

Where were applicants told to look for updates, clarifications, and amendments?

Applicants were advised to monitor NSPIRES and the ROSES 2011 amendments archive for updates, clarifications, and new or modified elements. The solicitation also referenced the ROSES 2011 web archive and an RSS feed for official updates and amendments.

How long was the solicitation expected to remain active?

It remained active through the extended window of program element due dates, with updates and modifications expected through February 2012, when a subsequent ROSES release was anticipated.

What is the typical period of performance for awards?

The typical period of performance was about four years, though some elements could be shorter or longer, up to a maximum of five years.

How much funding was available per award?

Funding levels varied widely by the nature and scale of the proposed work. Awards could range from under $100,000 per year for narrowly scoped efforts (such as focused data analysis) to over $1 million per year for large, extensive activities (such as science experiment hardware development).

How large were the anticipated budgets across program elements?

Across individual program elements, NASA anticipated budgets ranging from less than $1 million to several million dollars, supporting anywhere from a handful to several dozen selections depending on program priorities and proposal quality.

What types of funding instruments could NASA use?

NASA indicated awards could be issued using different funding instruments depending on the proposing organization and program needs, including grants, cooperative agreements, contracts, and inter- or intra-agency transfers.

Is this opportunity discretionary?

Yes. The opportunity was categorized as discretionary.

What is the CFDA number associated with this opportunity?

The solicitation carried CFDA number 43.001 (Science).

Is cost sharing or matching required?

No. Cost sharing or matching was not required.

Who is eligible to submit proposals?

Eligibility was intentionally broad. Domestic and foreign organizations, government and private entities, for-profit and nonprofit institutions could submit proposals. The solicitation stated there were no restrictions on the number of proposals or teaming arrangements.

Does NASA fund non-U.S. organizations directly under this opportunity?

NASA emphasized its general practice of providing funding primarily to U.S. institutions. Non-U.S. organizations could participate under NASA's "no exchange of funds" policy, meaning NASA would not transfer funds to the non-U.S. entity. The solicitation referenced the NASA Guidebook for Proposers and ROSES appendix instructions for details, including situations involving U.S. personnel requesting NASA support in proposals that include non-U.S. organizations.

Are there limits on how many proposals an organization can submit?

No. The solicitation stated there were no restrictions on the number of proposals or teaming arrangements.

How were proposals submitted?

Submission was electronic and required organizational and investigator registration. Proposals had to be submitted by an authorized organizational representative using either NSPIRES or Grants.gov.

If submitting through Grants.gov, is NSPIRES registration still required?

Yes. The solicitation stated that Grants.gov submitters also needed to be registered in both systems (Grants.gov and NSPIRES).

Do principal investigators and co-investigators need to be registered in NSPIRES?

Yes. NASA stressed that all principal investigators and other participants (such as co-investigators) needed to be registered in NSPIRES regardless of the submission method.

Who must submit the proposal in the electronic system?

The proposal had to be submitted by an authorized organizational representative.

Where can applicants find detailed program element descriptions and specific due dates?

Detailed instructions, program element descriptions, and specific due dates were provided in the ROSES appendices and in the tables listing deadlines for each element.

Who should applicants contact with questions about a specific program element?

Applicants were directed to consult the individual program officers listed within each program element's summary of key information in the appendices.

Who should applicants contact for general ROSES policy and procedure questions?

General policy and procedure questions for ROSES were directed to Dr. Max Bernstein at NASA Headquarters (Science Mission Directorate), with contact available through sara@nasa.gov and a listed phone number in the solicitation.

What portal was referenced for access to the solicitation?

The solicitation referenced the NSPIRES portal at nspires.nasaprs.com.

What practical steps did NASA recommend to avoid submission issues?

NASA recommended early registration and system familiarization well ahead of due dates, since organizational and investigator registration was required and all PIs and other participants needed NSPIRES registration regardless of whether submission occurred through NSPIRES or Grants.gov.

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