Opportunity Information: Apply for TAT FY14

  • The Utilities Programs in the other (see text field entitled explanation of other category of funding activity for clarification) sector is offering a public funding opportunity titled "Technical Assistance and Training Grant" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 10.761 Technical Assistance and Training Grants.
  • This funding opportunity was created on Nov 4, 2013 and posted on Nov 4, 2013.
  • Applicants must submit their applications by Jan 31, 2014 All applications may be filed on or after November 1, 2013 and must be received by close of business or postmarked by midnight January 31, 2014. Any applications received on or after October 1 will also be accepted. The modification is for Fiscal Year 2014 only. The extension in the application filing period will offset lost time to potential TAT applicants due to the Federal Government shutdown.. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $17,000,000.00 to eligible and selected applicants.
  • The number of recipients for this funding is limited to 17 candidate(s).
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • Eligibility criteria for TAT grants is as follows (a) Entities eligible for grants must be private nonprofit organizations with tax exempt status, designated by the Internal Revenue Service. A nonprofit organization is defined as any corporation, trust, association, cooperative, or other organization that (1) Is operated primarily for scientific, education, service, charitable, or similar purposes in the public interest. (2) Is not organized primarily for profit. (3) Uses its net proceeds to maintain, improve, and/or expand its operations. (b) Entities must be legally established and located within a state as defined in 1775.2. (c) Organizations must be incorporated by December 31 of the year the application period occurs to be eligible for funds. (d) Private businesses, Federal agencies, public bodies, and individuals are ineligible for these grants. (e) Applicants must also have the proven ability, background, experience (as evidenced by the organizations satisfactory completion of project(s)similar to those proposed), legal authority, and actual capacity to provide technical assistance and/or training on a regional basis to associations as provided in 1775.33. To meet the requirement of actual capacity, an applicant must either (1) Have the necessary resources to provide technical assistance and/or training to associations in rural areas through its staff, or (2) Be assisted by an affiliate or member organization which has such background and experience and which agrees, in writing, that it will provide the assistance, or (3) Contract with a nonaffiliated organization for not more than 49 percent of the grant to provide the proposed assistance.
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Opportunity Summary:

The Technical Assistance and Training (TAT) Grant is a discretionary federal grant program run through USDA Rural Development's Utilities Programs (CFDA 10.761). Its purpose is to strengthen rural water and wastewater systems by paying qualified nonprofit organizations to deliver free technical assistance and training to communities and local water or waste disposal providers. In practice, the program is meant to help rural areas better identify, evaluate, and address drinking water and wastewater challenges, while also improving day-to-day management and long-term sustainability of existing facilities.

Funding under this opportunity can be used for the costs tied directly to providing technical assistance and/or training related to water and waste disposal systems. That includes helping communities analyze and solve water issues involving source water, storage, treatment, and distribution, as well as wastewater issues involving collection, treatment, and disposal. The grant can also support hands-on assistance to applicants that have already filed a preapplication with the Rural Utilities Service (RUS), specifically to help them prepare stronger water and/or waste disposal loan and grant applications submitted through USDA Rural Development state offices. Another major focus is training that improves management practices, operations, and maintenance for existing systems, which often means helping small or rural operators build the capacity to comply with requirements, plan budgets, maintain assets, and operate more reliably.

The program draws a clear line around what it will not fund. Grant funds cannot be used to recruit applications or solicit projects, and they cannot be used to duplicate services that are already being performed in the normal course of project development (for example, work typically done by an engineering consultant to develop a project). Funds also cannot support political activities. Capital purchases are generally excluded, including capital assets, real estate, and vehicles. The grant does not pay for office renovations or improvements, nor for repairing or maintaining privately owned property. It also cannot be used for construction or ongoing operations and maintenance costs of facilities themselves, and it cannot reimburse costs incurred before the grant's effective date.

Eligibility is limited to private nonprofit organizations that are tax-exempt as determined by the IRS. These organizations must be legally established and located within an eligible state definition referenced by the program regulations, and they must be incorporated by December 31 of the year in which the application period occurs. The program explicitly excludes private businesses, federal agencies, public bodies, and individuals. Beyond nonprofit status, applicants must demonstrate real capability to deliver technical assistance and training on a regional basis, including relevant experience and a track record completing similar projects. The required "actual capacity" can be met through the applicant's own staff and resources, through written support from an affiliate or member organization that will provide the assistance, or through contracting with a nonaffiliated organization, as long as that contracted portion does not exceed 49 percent of the grant.

For Fiscal Year 2014, the opportunity (Funding Opportunity Number: TAT FY14) listed an estimated total of $17,000,000 in funding and anticipated about 17 awards. There was no cost-sharing or matching requirement. Applications were accepted beginning November 1, 2013, with a closing deadline of January 31, 2014 (received by close of business or postmarked by midnight). The notice also indicates the filing window was extended to offset time lost due to the federal government shutdown, and the funding notice was later archived on March 2, 2014. For applicant support, the announcement provided a USDA Rural Development contact (Anita OBrien, Loan Specialist, 202-690-3789) and referenced the USDA Rural Development website for additional information.

Technical Assistance and Training (TAT) Grant (USDA Rural Development Utilities Programs, CFDA 10.761) - FAQs

What is the Technical Assistance and Training (TAT) Grant?

The Technical Assistance and Training (TAT) Grant is a discretionary federal grant program administered through USDA Rural Development's Utilities Programs (CFDA 10.761). It funds qualified nonprofit organizations so they can provide free technical assistance and training to rural communities and local water or waste disposal providers.

What is the purpose of the TAT Grant?

The purpose is to strengthen rural water and wastewater systems by helping rural areas identify, evaluate, and address drinking water and wastewater challenges, and by improving day-to-day management and long-term sustainability of existing facilities.

Who receives the grant funding under this program?

Grant funding is awarded to eligible private nonprofit organizations. Those nonprofits then use the funds to deliver free technical assistance and training to communities and local water or waste disposal providers.

What kinds of activities can TAT Grant funds be used for?

Funds can be used for costs directly tied to providing technical assistance and/or training related to water and waste disposal systems. This includes support to analyze and solve drinking water and wastewater issues and to improve management, operations, and maintenance practices for existing systems.

What water system topics can technical assistance and training cover?

Eligible technical assistance and training can address drinking water challenges involving source water, storage, treatment, and distribution.

What wastewater system topics can technical assistance and training cover?

Eligible technical assistance and training can address wastewater challenges involving collection, treatment, and disposal.

Can the grant support hands-on help for USDA Rural Development (RUS) preapplicants?

Yes. The grant can support hands-on assistance to applicants that have already filed a preapplication with the Rural Utilities Service (RUS), specifically to help them prepare stronger water and/or waste disposal loan and grant applications submitted through USDA Rural Development state offices.

What kinds of management and operational improvements are emphasized?

A major focus is training that improves management practices, operations, and maintenance for existing systems. This often includes helping small or rural operators build capacity to comply with requirements, plan budgets, maintain assets, and operate more reliably.

What types of costs are not allowed under the TAT Grant?

The program lists several clear restrictions. Grant funds cannot be used to recruit applications or solicit projects, cannot be used to duplicate services already performed in the normal course of project development (such as work typically done by an engineering consultant to develop a project), and cannot support political activities.

Are capital purchases allowed under this grant?

Capital purchases are generally excluded. This includes capital assets, real estate, and vehicles.

Can TAT Grant funds be used for office renovations or improvements?

No. The grant does not pay for office renovations or improvements.

Can TAT Grant funds be used to repair or maintain privately owned property?

No. Grant funds cannot be used for repairing or maintaining privately owned property.

Can this grant pay for construction of facilities?

No. The grant cannot be used for construction.

Can this grant cover ongoing operations and maintenance costs of facilities?

No. The grant cannot be used for ongoing operations and maintenance costs of the facilities themselves.

Can the grant reimburse costs incurred before the grant is effective?

No. The program cannot reimburse costs incurred before the grant's effective date.

Who is eligible to apply for the TAT Grant?

Eligibility is limited to private nonprofit organizations that are tax-exempt as determined by the IRS. The organization must be legally established and located within an eligible state definition referenced by the program regulations, and it must be incorporated by December 31 of the year in which the application period occurs.

Who is not eligible to apply?

The program explicitly excludes private businesses, federal agencies, public bodies, and individuals.

What capability must an applicant demonstrate to be considered eligible?

Applicants must demonstrate the real capability to deliver technical assistance and training on a regional basis, including relevant experience and a track record of completing similar projects.

How can an applicant meet the "actual capacity" requirement?

The required actual capacity can be met through the applicant's own staff and resources, through written support from an affiliate or member organization that will provide the assistance, or through contracting with a nonaffiliated organization.

Is contracting allowed, and is there a limit on how much can be contracted out?

Contracting with a nonaffiliated organization is allowed as part of meeting capacity, but the contracted portion cannot exceed 49 percent of the grant.

Was there a cost-share or matching requirement for this opportunity?

No. For the FY 2014 opportunity described, there was no cost-sharing or matching requirement.

How much funding was available for FY 2014 under this notice?

For Fiscal Year 2014, the notice estimated a total of $17,000,000 in funding.

How many awards were anticipated for FY 2014?

The FY 2014 notice anticipated about 17 awards.

What was the Funding Opportunity Number for this notice?

The Funding Opportunity Number listed was TAT FY14.

When did applications open and close for this FY 2014 opportunity?

Applications were accepted beginning November 1, 2013, with a closing deadline of January 31, 2014 (received by close of business or postmarked by midnight).

Why was the filing window extended?

The notice indicated the filing window was extended to offset time lost due to the federal government shutdown.

When was the funding notice archived?

The funding notice was later archived on March 2, 2014.

Who was listed as a point of contact for applicant support?

The announcement provided a USDA Rural Development contact: Anita OBrien, Loan Specialist, 202-690-3789.

Where could applicants find additional information, according to the announcement?

The announcement referenced the USDA Rural Development website for additional information.

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