Opportunity Information: Apply for RFA HD 15 006

  • The National Institutes of Health in the health income security and social services sector is offering a public funding opportunity titled "Tools for Assessment and Improvement of Neurologic Outcomes in Perinatal Medicine (R43)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.865 Child Health and Human Development Extramural Research.
  • This funding opportunity was created on Sep 9, 2014 and posted on Aug 22, 2014.
  • Applicants must submit their applications by Dec 17, 2014. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $1,000,000.00 to eligible and selected applicants.
  • Each selected applicant is eligible to receive up to $150,000.00 in funding.
  • Eligible applicants include: Small businesses.
  • Other Eligible Applicants include the following 1. Is organized for profit, with a place of business located in the United States, which operates primarily within the United States or which makes a significant contribution to the United States economy through payment of taxes or use of American products, materials or labor 2. Is in the legal form of an individual proprietorship, partnership, limited liability company, corporation, joint venture, association, trust or cooperative, except that where the form is a joint venture, there must be less than 50 percent participation by foreign business entities in the joint venture 3. (i) SBIR and STTR. Be a concern which is more than 50 directly owned and controlled by one or more individuals (who are citizens or permanent resident aliens of the United States), other business concerns (each of which is more than 50 directly owned and controlled by individuals who are citizens or permanent resident aliens of the United States), or any combination of these OR (ii) SBIR only. Be a concern which is more than 50 owned by multiple venture capital operating companies, hedge funds, private equity firms, or any combination of these. No single venture capital operating company, hedge fund, or private equity firm may own more than 50 of the concern OR (iii) SBIR and STTR. Be a joint venture in which each entity to the joint venture must meet the requirements set forth in paragraph 3 (i) or 3 (ii) of this section. A joint venture that includes one or more concerns that meet the requirements of paragraph (ii) of this section must comply with 121.705(b) concerning registration and proposal requirements. 4. Has, including its affiliates, not more than 500 employees.
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Opportunity Summary:

Tools for Assessment and Improvement of Neurologic Outcomes in Perinatal Medicine (R43) is a National Institutes of Health (NIH) Small Business Innovation Research (SBIR) funding opportunity focused on creating practical tools and technologies that can improve how clinicians and researchers detect, manage, and ultimately reduce neurologic harm around the time of pregnancy, birth, and early infancy. The central purpose is to support early-stage, high-impact product development aimed at better diagnosis, better intervention, and better outcomes for pregnancies and infants already known to have neurologic disease, as well as for infants considered high risk for neurologic complications. In plain terms, this opportunity is about moving beyond basic research and toward technology that can be used in real perinatal settings to identify neurologic problems earlier, guide clinical decisions, or improve short- and long-term neurodevelopmental outcomes.

This opportunity is listed under Funding Opportunity Number RFA-HD-15-006 and uses the R43 mechanism, which corresponds to SBIR Phase I. Phase I awards are generally meant to establish feasibility, prove a concept, and set the foundation for later-stage development. The total estimated funding available for this announcement is about $1,000,000, with an award ceiling of $150,000 per award. It is a discretionary grant program within the broad federal activity area of Health (and related Income Security and Social Services categorization), and it is associated with CFDA 93.865, which is tied to the Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD) extramural research portfolio.

Eligibility is restricted to small businesses, consistent with SBIR requirements. To qualify, an applicant must be a for-profit organization with a place of business in the United States and must primarily operate in the United States (or make a significant contribution to the U.S. economy through taxes or use of American products, materials, or labor). The business can be structured as a sole proprietorship, partnership, LLC, corporation, joint venture, association, trust, or cooperative, with additional limits for joint ventures, including limits on foreign participation. Ownership and control requirements follow standard SBIR rules and include pathways for firms that are majority-owned and controlled by U.S. citizens or permanent residents, as well as an SBIR-only pathway allowing majority ownership by multiple venture capital operating companies, hedge funds, or private equity firms as long as no single such entity owns more than 50%. The company, including affiliates, must have no more than 500 employees. There is no cost sharing or matching requirement, meaning applicants are not required to contribute non-federal funds as a condition of award.

The timeline in the source data reflects that this was a dated solicitation: it was posted on August 22, 2014, created on September 9, 2014, and had an application closing date of December 17, 2014, with an archive date of January 17, 2015. While those dates indicate the announcement is no longer open, the content still illustrates the kind of perinatal neurotechnology priorities NIH has supported through SBIR, and it can be useful as a model for how to frame future applications to similar solicitations.

Applicants are directed to the full announcement for complete details through the NIH Grants Guide link: http://grants.nih.gov/grants/guide/rfa-files/RFA-HD-15-006.html. For access issues or technical problems with the posting, the contact listed is the NIH Office of Extramural Research (OER) Webmaster at FBOWebmaster@OD.NIH.GOV.

Frequently Asked Questions (FAQs)

What is the "Tools for Assessment and Improvement of Neurologic Outcomes in Perinatal Medicine (R43)" opportunity?

It is a National Institutes of Health (NIH) Small Business Innovation Research (SBIR) funding opportunity focused on creating practical tools and technologies that can improve how clinicians and researchers detect, manage, and reduce neurologic harm around the time of pregnancy, birth, and early infancy.

What is the main goal of this funding opportunity?

The central purpose is to support early-stage, high-impact product development aimed at better diagnosis, better intervention, and better outcomes for pregnancies and infants already known to have neurologic disease, as well as for infants considered high risk for neurologic complications.

What does "perinatal medicine" mean in the context of this announcement?

In this opportunity, "perinatal" refers to the time period around pregnancy, birth, and early infancy, specifically as it relates to neurologic outcomes and neurodevelopment.

What kinds of projects does NIH appear to be looking for here?

Projects that move beyond basic research toward technology that can be used in real perinatal settings, such as tools that help identify neurologic problems earlier, guide clinical decisions, or improve short- and long-term neurodevelopmental outcomes.

Is this grant focused on basic research or product development?

Based on the description provided, it is focused on early-stage product development and practical technologies rather than basic research alone.

What is the Funding Opportunity Number for this announcement?

The Funding Opportunity Number is RFA-HD-15-006.

What does the R43 mechanism mean?

R43 corresponds to SBIR Phase I. Phase I awards are generally meant to establish feasibility, prove a concept, and set the foundation for later-stage development.

How much total funding was estimated to be available for this announcement?

The total estimated funding available for this announcement is about $1,000,000.

What is the maximum award amount per award?

The award ceiling is $150,000 per award.

Which federal area does this program fall under?

It is a discretionary grant program within the broad federal activity area of Health (and related Income Security and Social Services categorization).

What CFDA number is associated with this opportunity?

The opportunity is associated with CFDA 93.865.

Which NIH institute is associated with this opportunity?

It is tied to the Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD) extramural research portfolio.

Who is eligible to apply?

Eligibility is restricted to small businesses, consistent with SBIR requirements.

What type of organization must the applicant be?

The applicant must be a for-profit organization with a place of business in the United States.

Does the business need to operate primarily in the United States?

Yes. The business must primarily operate in the United States, or it must make a significant contribution to the U.S. economy through taxes or the use of American products, materials, or labor.

What business structures are allowed to apply?

The business can be structured as a sole proprietorship, partnership, LLC, corporation, joint venture, association, trust, or cooperative.

Are joint ventures allowed, and are there any special limitations?

Joint ventures are listed as an allowable structure, with additional limits for joint ventures, including limits on foreign participation.

Are there ownership and control requirements?

Yes. Ownership and control requirements follow standard SBIR rules. The description includes pathways for firms that are majority-owned and controlled by U.S. citizens or permanent residents, and it also notes an SBIR-only pathway for majority ownership by multiple venture capital operating companies, hedge funds, or private equity firms (as long as no single such entity owns more than 50%).

Is venture capital or private equity ownership permitted?

Yes, an SBIR-only pathway is described that allows majority ownership by multiple venture capital operating companies, hedge funds, or private equity firms, as long as no single such entity owns more than 50%.

Is there a company size limit?

Yes. The company, including affiliates, must have no more than 500 employees.

Is cost sharing or matching required?

No. There is no cost sharing or matching requirement, meaning applicants are not required to contribute non-federal funds as a condition of award.

When was this solicitation posted and when did it close?

The opportunity was posted on August 22, 2014, created on September 9, 2014, and had an application closing date of December 17, 2014.

Is this funding opportunity currently open?

No. The timeline indicates it was archived on January 17, 2015, and the closing date was December 17, 2014, which means the announcement is no longer open.

Why might this archived opportunity still be useful?

Even though it is no longer open, the content illustrates the types of perinatal neurotechnology priorities NIH has supported through SBIR and can be useful as a model for framing future applications to similar solicitations.

Where can applicants find the full funding announcement?

The full announcement is available through the NIH Grants Guide at: http://grants.nih.gov/grants/guide/rfa-files/RFA-HD-15-006.html.

Who should be contacted for access issues or technical problems with the posting?

The contact listed for access issues or technical problems is the NIH Office of Extramural Research (OER) Webmaster at FBOWebmaster@OD.NIH.GOV.

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