Opportunity Information: Apply for NPS BAA 13 004

  • The Naval Supply Systems Command in the science and technology and other research and development sector is offering a public funding opportunity titled "BROAD AGENCY ANNOUNCEMENT (BAA) FOR RESEARCH INITIATIVES AT THE NAVAL POSTGRADUATE SCHOOL" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 12.300 Basic and Applied Scientific Research.
  • This funding opportunity was created on Jun 23, 2014 and posted on May 21, 2013.
  • Applicants must submit their applications by Jul 31, 2014. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
  • All responsible sources from academia and industry may submit proposals under this BAA. Historically Black Colleges and Universities (HBCUs) and Minority Institutions (MIs) are encouraged to submit proposals and join others in submitting proposals. However, no portion of this BAA will be set aside for HBCU and MI participation. U.S. Government schools of higher education, Navy laboratories and warfare centers as well as other Department of Defense and civilian agency laboratories are not eligible to receive awards under this BAA. Federally Funded Research Development Centers (FFRDCs), including Department of Energy National Laboratories, are likewise not eligible to receive awards under this BAA. These types of organizations should not directly submit either white papers or full proposals in response to this BAA. If any such organization is interested in one or more of the programs described herein, the organization should contact an appropriate NPS POC to discuss its area of interest. University Affiliated Research Centers (UARC) are eligible to submit proposals under this BAA unless precluded from doing so by their Department of Defense UARC contract.
Apply for NPS BAA 13 004

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Opportunity Summary:

The Naval Postgraduate School (NPS) Broad Agency Announcement (BAA) for Research Initiatives is a competitive funding opportunity seeking research proposals that directly support and strengthen NPSs core mission of graduate education and research. The BAA is intentionally broad, inviting meritorious ideas across a wide range of disciplines tied to national security and defense-related needs, including science and engineering, operational and information sciences, business and management, politics and public or foreign policy, and interdisciplinary areas that connect these fields. The central theme is mission relevance to NPS: proposed work should plausibly advance the schools educational objectives, enrich graduate-level research, or otherwise improve capabilities aligned with NPS priorities.

This opportunity is issued by the Naval Supply Systems Command and is listed under CFDA 12.300, Basic and Applied Scientific Research. Awards may be made as grants or cooperative agreements, which signals that in some cases NPS expects to have substantial involvement during the project (a common feature of cooperative agreements), such as collaboration with NPS researchers, coordination on technical direction, or integration with NPS academic and research activities. There is no cost sharing or matching requirement stated for applicants, which can lower barriers to participation for organizations that do not have discretionary funds to contribute.

A notable feature of the announcement is the strong encouragement for potential offerors to contact an NPS point of contact (POC) before investing significant effort in a full proposal. NPS advises applicants to identify the faculty member, school, institute, or interdisciplinary center whose ongoing work best matches the proposed topic. The announcement points applicants to NPS public resources, including the general NPS overview, the NPS Strategic Plan, academic program listings, and research program pages. The intent is to help applicants shape ideas so they fit real NPS needs, align with existing expertise and facilities, and increase the likelihood that proposed research can be meaningfully integrated into NPS graduate education and research portfolios.

Eligibility is broad but not unlimited. The BAA is open to all responsible sources from academia and industry, with Historically Black Colleges and Universities (HBCUs) and Minority Institutions (MIs) specifically encouraged to apply or partner, although there is no set-aside funding reserved for them. At the same time, several categories of government-linked research organizations are explicitly not eligible to receive awards under this BAA. Ineligible entities include U.S. Government schools of higher education, Navy laboratories and warfare centers, and other Department of Defense or civilian agency laboratories. Federally Funded Research and Development Centers (FFRDCs), including Department of Energy National Laboratories, are also not eligible to submit white papers or full proposals directly. Those ineligible organizations may still engage by contacting the appropriate NPS POC to discuss collaboration or other avenues consistent with the BAA. University Affiliated Research Centers (UARCs) are generally eligible unless their Department of Defense UARC contract restricts them from applying.

From an administrative standpoint, the opportunity is identified as Funding Opportunity Number NPS BAA 13 004, originally posted May 21, 2013. The original closing date was May 31, 2014, with a listed current closing date of July 31, 2014, and an archive date of August 30, 2014. These dates indicate the historical window for submissions under that specific posting; in practice, BAAs are often reissued or updated over time, so applicants typically need to confirm whether a current version is open and what submission windows apply. The announcement also references an additional information link described as a link to all NPS BAAs, suggesting NPS maintained a broader portal or list of related solicitations.

In short, this BAA functions as an open, wide-scope research call inviting proposals that can improve or extend NPS graduate education and research capabilities across technical, operational, and policy domains relevant to defense and security. The announcement emphasizes early coordination with an NPS faculty or program POC to ensure alignment and practicality, offers funding via grants or cooperative agreements without mandatory cost sharing, and sets clear eligibility boundaries that exclude most government labs and FFRDCs while welcoming academia and industry participation. For access issues, the listed contact is Janet Norton, identified as the point of contact for assistance with obtaining the full announcement electronically.

FAQs - Naval Postgraduate School (NPS) Broad Agency Announcement (BAA) for Research Initiatives

What is this funding opportunity?

This is the Naval Postgraduate School (NPS) Broad Agency Announcement (BAA) for Research Initiatives, a competitive research funding opportunity that seeks proposals supporting and strengthening NPS's core mission of graduate education and research.

What is the main goal or theme of the BAA?

The central theme is mission relevance to NPS. Proposed research should plausibly advance NPS educational objectives, enrich graduate-level research, or improve capabilities aligned with NPS priorities.

How broad is the scope of research topics?

The BAA is intentionally broad and invites meritorious ideas across disciplines tied to national security and defense-related needs, including science and engineering, operational and information sciences, business and management, politics, and public or foreign policy, as well as interdisciplinary topics connecting these fields.

Who is issuing this opportunity?

The opportunity is issued by the Naval Supply Systems Command.

What is the CFDA number and program area?

This opportunity is listed under CFDA 12.300, Basic and Applied Scientific Research.

What types of awards may be made?

Awards may be made as grants or cooperative agreements.

What does it mean if the award is a cooperative agreement?

A cooperative agreement can indicate that NPS expects substantial involvement during the project, such as collaboration with NPS researchers, coordination on technical direction, or integration with NPS academic and research activities.

Is cost sharing or matching required?

No cost sharing or matching requirement is stated for applicants in the information provided.

Does NPS recommend contacting someone before submitting a full proposal?

Yes. A notable feature of the announcement is the strong encouragement for potential offerors to contact an NPS point of contact (POC) before investing significant effort in a full proposal.

Why is early contact with an NPS POC encouraged?

The intent is to help applicants shape research ideas so they fit real NPS needs, align with existing expertise and facilities, and increase the likelihood the work can be meaningfully integrated into NPS graduate education and research portfolios.

Who should applicants try to identify at NPS when reaching out?

Applicants are advised to identify the faculty member, school, institute, or interdisciplinary center whose ongoing work best matches the proposed topic.

What NPS resources are referenced for aligning a proposal?

The announcement points applicants to NPS public resources including the general NPS overview, the NPS Strategic Plan, academic program listings, and research program pages.

Who is eligible to apply?

Eligibility is broad and includes all responsible sources from academia and industry, subject to the stated exclusions in the announcement.

Are HBCUs and Minority Institutions encouraged to apply?

Yes. Historically Black Colleges and Universities (HBCUs) and Minority Institutions (MIs) are specifically encouraged to apply or partner, but there is no set-aside funding reserved for them based on the information provided.

Are any types of organizations explicitly not eligible?

Yes. Several categories of government-linked research organizations are explicitly not eligible to receive awards under this BAA.

Which organizations are listed as ineligible?

Ineligible entities include U.S. Government schools of higher education, Navy laboratories and warfare centers, and other Department of Defense or civilian agency laboratories.

Are Federally Funded Research and Development Centers (FFRDCs) eligible to apply?

No. Federally Funded Research and Development Centers (FFRDCs), including Department of Energy National Laboratories, are not eligible to submit white papers or full proposals directly under this BAA.

If an organization is ineligible, can it still participate in any way?

Yes. Ineligible organizations may still engage by contacting the appropriate NPS POC to discuss collaboration or other avenues consistent with the BAA.

Are University Affiliated Research Centers (UARCs) eligible?

UARCs are generally eligible unless their Department of Defense UARC contract restricts them from applying.

What is the Funding Opportunity Number?

The opportunity is identified as Funding Opportunity Number NPS BAA 13 004.

When was the opportunity posted and what are the listed closing dates?

The opportunity was originally posted May 21, 2013. The original closing date was May 31, 2014, with a listed current closing date of July 31, 2014, and an archive date of August 30, 2014.

What do the posted closing and archive dates imply?

These dates indicate the historical window for submissions under that specific posting. The information also notes that BAAs are often reissued or updated over time, so applicants typically need to confirm whether a current version is open and what submission windows apply.

Is there a reference to other related NPS solicitations?

Yes. The announcement references an additional information link described as a link to all NPS BAAs, suggesting NPS maintained a broader portal or list of related solicitations.

Who is the listed contact for access issues or obtaining the full announcement?

For access issues, the listed contact is Janet Norton, identified as the point of contact for assistance with obtaining the full announcement electronically.

What kinds of impacts is NPS looking for in proposed research?

NPS is looking for research that can improve or extend NPS graduate education and research capabilities across technical, operational, and policy domains relevant to defense and security, with a strong emphasis on practical alignment with NPS priorities and integration into NPS academic and research activities.

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