Opportunity Information: Apply for W911NF 11 R 0007

  • The Dept of the Army Materiel Command in the science and technology and other research and development sector is offering a public funding opportunity titled "Department of Defense Research and Educational Program for Historically Black Colleges and Universities and Minority Serving Institutions (HBCU/MI)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 12.630 Basic, Applied, and Advanced Research in Science and Engineering.
  • This funding opportunity was created on Mar 24, 2011 and posted on Mar 24, 2011.
  • Applicants must submit their applications by May 25, 2011. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $15,000,000.00 to eligible and selected applicants.
  • Each selected applicant is eligible to receive up to $620,000.00 in funding.
  • Eligible applicants include: Others (see text field entitled Additional Information on Eligibility for clarification).
  • This program is set aside for Historically Black Colleges and Universities and Minority Serving Institutions. See Section III of the Broad Agency Announcement for additional eligibility information.
Apply for W911NF 11 R 0007

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Opportunity Summary:

The Department of Defense, through the Department of the Army Materiel Command, released a FY 2011 Broad Agency Announcement (BAA) focused on expanding research and education capacity at Historically Black Colleges and Universities and Minority Serving Institutions (HBCU/MI). This is a discretionary grant opportunity in the science and technology research and development space (CFDA 12.630, Basic, Applied, and Advanced Research in Science and Engineering). The program is explicitly set aside for HBCUs and MSIs as the primary eligible applicants, but it also allows partnerships through subgrants with other accredited institutions of higher education. Those partner institutions do not have to be HBCUs or MSIs, which creates room for multi-institution teams where the HBCU/MI lead can bring in complementary expertise, facilities, or specialized collaborators.

The main purpose of the BAA is to strengthen research programs and infrastructure in scientific and engineering areas that matter to DoD national security missions. In practical terms, projects are expected to build capability: improving research depth, expanding laboratory or technical expertise, and supporting work in disciplines that align with defense needs. Alongside the research focus, the opportunity has clear workforce and participation goals. DoD is using this program to increase engagement of HBCU/MI institutions in DoD-funded activities, broaden the pipeline of STEM talent, and specifically increase the number of graduates in science, technology, engineering, and mathematics, including students from underrepresented groups. Another key emphasis is collaboration, encouraging research and educational partnerships among institutions of higher education to strengthen both the quality of the work and the training environment for students.

Funding for the announcement was estimated at $15,000,000 total. The listed award ceiling and award floor are both $620,000, which signals that individual awards were expected to be made at that amount (or that the solicitation anticipated a standard award size for selected proposals). There is no cost sharing or matching requirement stated for applicants, which generally reduces barriers for institutions that may have limited capacity to provide non-federal matching funds. As with most BAAs, the full announcement document was expected to provide the specific technical areas of interest, proposal formatting rules, evaluation factors, and submission requirements, so applicants would need to follow the BAA instructions closely to be compliant.

Applications had to be submitted electronically through Grants.gov, with a firm deadline of 4:00 p.m. Eastern Time on Wednesday, May 25, 2011. The BAA was made available around March 28, 2011 via the Army Research Laboratory (ARL) website and was also accessible through Grants.gov by searching the Funding Opportunity Number W911NF 11 R 0007. For program and administrative questions, the point of contact listed was Ms. Peggy Lacewell (919-549-4339, peggy.lacewell@us.army.mil). For help accessing the full announcement electronically, the notice also provided an additional contact, Ernie Dixon (919-549-4270, ernie.dixon@us.army.mil).

Frequently Asked Questions (FAQs)

What is this funding opportunity?

This is a FY 2011 Broad Agency Announcement (BAA) released by the Department of Defense (DoD) through the Department of the Army Materiel Command. It is a discretionary grant opportunity focused on expanding research and education capacity at Historically Black Colleges and Universities and Minority Serving Institutions (HBCU/MI) in science and technology research and development.

Which agency is sponsoring the BAA?

The opportunity is sponsored by the Department of Defense, through the Department of the Army Materiel Command. The announcement was made available via the Army Research Laboratory (ARL) website and through Grants.gov.

What is the CFDA number for this program?

The CFDA number listed is 12.630, titled "Basic, Applied, and Advanced Research in Science and Engineering."

Who is eligible to apply?

The program is explicitly set aside for HBCUs and Minority Serving Institutions (MSIs) as the primary eligible applicants. These institutions are expected to serve as the lead applicants.

Can non-HBCU/MSI institutions participate?

Yes. The BAA allows partnerships through subgrants with other accredited institutions of higher education. Those partner institutions do not have to be HBCUs or MSIs, which supports multi-institution teams led by an HBCU/MI.

How can partnerships be structured under this opportunity?

The information provided indicates that partnerships can be formed through subgrants to other accredited institutions of higher education. This structure allows an HBCU/MI lead to bring in complementary expertise, facilities, or specialized collaborators.

What is the main purpose of this BAA?

The main purpose is to strengthen research programs and infrastructure at HBCU/MIs in scientific and engineering areas important to DoD national security missions. Projects are expected to build institutional capability, such as improving research depth, expanding laboratory or technical expertise, and supporting work aligned with defense needs.

What types of activities or outcomes does DoD emphasize?

In addition to research capacity building, the opportunity emphasizes workforce and participation goals. DoD aims to increase engagement of HBCU/MI institutions in DoD-funded activities, broaden the STEM talent pipeline, and increase the number of STEM graduates, including students from underrepresented groups. Collaboration among institutions of higher education is also encouraged to strengthen research quality and student training environments.

Is this opportunity focused only on research, or also on education and workforce development?

Based on the provided information, it is a research and education capacity-building opportunity. While it sits in the science and technology R&D space, it also includes explicit goals related to student participation, training, and increasing STEM graduates.

What is the estimated total funding available?

The total funding associated with the announcement was estimated at $15,000,000.

What is the expected award size?

The listed award ceiling and award floor are both $620,000. This suggests individual awards were expected to be made at that amount, or that the solicitation anticipated a standard award size for selected proposals.

Is cost sharing or matching required?

No cost sharing or matching requirement is stated in the information provided.

How do applicants submit an application?

Applications had to be submitted electronically through Grants.gov.

What was the application deadline?

The deadline was 4:00 p.m. Eastern Time on Wednesday, May 25, 2011.

Where can applicants find the full announcement?

The BAA was made available around March 28, 2011 via the Army Research Laboratory (ARL) website and was also accessible through Grants.gov.

What is the Funding Opportunity Number?

The Funding Opportunity Number is W911NF 11 R 0007. Applicants could locate the opportunity on Grants.gov by searching this number.

What kinds of proposal rules and evaluation criteria apply?

As with most BAAs, the full announcement document was expected to provide the specific technical areas of interest, proposal formatting rules, evaluation factors, and submission requirements. Applicants would need to follow the BAA instructions closely to be compliant.

Who is the program or administrative point of contact?

The listed point of contact for program and administrative questions is Ms. Peggy Lacewell. Phone: 919-549-4339. Email: peggy.lacewell@us.army.mil.

Who can help with accessing the full announcement electronically?

For help accessing the full announcement electronically, the notice lists Ernie Dixon. Phone: 919-549-4270. Email: ernie.dixon@us.army.mil.

What is the overall policy intent behind setting this BAA aside for HBCU/MIs?

The set-aside is intended to expand research and education capacity at HBCU/MIs, increase their engagement in DoD-funded activities, and broaden the STEM pipeline, including increased participation and graduation outcomes for students from underrepresented groups.

Does the opportunity encourage collaboration among institutions?

Yes. Collaboration is a key emphasis, and the BAA encourages research and educational partnerships among institutions of higher education to strengthen both the quality of the work and the training environment for students.

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