Opportunity Information: Apply for RFA DK 12 511

  • The National Institutes of Health in the food and nutrition health sector is offering a public funding opportunity titled "Limited Competition for Clinical Trials in Type 1 Diabetes (UC4)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research.
  • This funding opportunity was created on Feb 8, 2013 and posted on Dec 14, 2012.
  • Applicants must submit their applications by Apr 3, 2013. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $26,000,000.00 to eligible and selected applicants.
  • Eligible applicants include: For profit organizations other than small businesses Native American tribal governments (Federally recognized) State governments City or township governments Independent school districts County governments Private institutions of higher education Public housing authorities/Indian housing authorities Small businesses Native American tribal organizations (other than Federally recognized tribal governments) Others (see text field entitled Additional Information on Eligibility for clarification) Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education Special district governments Public and State controlled institutions of higher education Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education.
  • Other Eligible Applicants include the following Alaska Native and Native Hawaiian Serving Institutions Asian American Native American Pacific Islander Serving Institutions (AANAPISISs) Eligible Agencies of the Federal Government Faith based or Community based Organizations Hispanic serving Institutions Historically Black Colleges and Universities (HBCUs) Indian/Native American Tribal Governments (Other than Federally Recognized) Regional Organizations Tribally Controlled Colleges and Universities (TCCUs) U.S. Territory or Possession Non domestic (non U.S.) Entities (Foreign Institutions) are not eligible to apply. Non domestic (non U.S.) components of U.S. Organizations are not eligible to apply. Foreign components, as defined in the NIH Grants Policy Statement, are allowed.
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Opportunity Summary:

The Limited Competition for Clinical Trials in Type 1 Diabetes (UC4) funding opportunity (RFA-DK-12-511) is a National Institutes of Health (NIH) announcement designed to move a specific set of previously planned Type 1 diabetes clinical trials into the full implementation stage. It is a limited competition, meaning not everyone can apply; only applicants who already received an R34 clinical trial planning grant funded under RFA-DK-11-010 are eligible. In practical terms, the UC4 mechanism is being used to fund the actual conduct of the clinical trials that were proposed and developed during the earlier R34 planning phase, rather than supporting brand-new trial ideas from the broader research community.

The scientific purpose of the program is focused on clinical trials in Type 1 diabetes that aim to improve glycemic control and/or to treat, prevent, or reduce diabetes-related complications. The emphasis on glycemic control and complications signals that the trials are expected to have clear clinical relevance, likely involving interventions, strategies, or approaches intended to improve outcomes for people living with Type 1 diabetes. Because this FOA is tied directly to the R34 planning awards, it is essentially a follow-on opportunity that supports translation from trial design and feasibility work into real-world trial execution.

From an administrative and funding standpoint, the award uses a Cooperative Agreement (UC4) funding instrument. A cooperative agreement differs from a standard research grant in that it typically involves substantial scientific or programmatic involvement from the NIH during the project. While the exact oversight expectations would be defined in the full FOA text, applicants generally should expect closer coordination with NIH staff than under a traditional investigator-initiated grant, especially given that the trials are being supported as part of a targeted NIH programmatic effort.

The opportunity falls under the broad activity area of health, specifically listed with the CFDA number 93.847 (Diabetes, Digestive, and Kidney Diseases Extramural Research), aligning it with NIH efforts in diabetes and related conditions. The announcement indicates there is no cost-sharing or matching requirement, so applicants are not required to commit non-federal matching funds as a condition of the award. The estimated total funding level for the program is listed as $26,000,000, suggesting NIH anticipated supporting multiple clinical trials or substantial trial budgets under this initiative.

Eligibility is broad in terms of institutional types, but narrow in terms of who can actually apply due to the limited-competition requirement tied to the prior R34 awards. The eligible applicant categories include a wide range of U.S.-based organizations such as for-profit entities (including small businesses), nonprofit organizations (including 501(c)(3) and non-501(c)(3) nonprofits), public and private institutions of higher education, state and local governments, tribal governments and tribal organizations, public housing authorities, school districts, and special district governments. The eligibility section also explicitly mentions various institution types such as HBCUs, Hispanic-serving institutions, tribally controlled colleges and universities, Alaska Native and Native Hawaiian-serving institutions, and AANAPISIs, as well as faith-based or community-based organizations and eligible federal agencies. At the same time, the FOA makes clear that non-U.S. entities (foreign institutions) and non-U.S. components of U.S. organizations are not eligible to apply, although foreign components as defined by the NIH Grants Policy Statement are allowed, which typically means certain parts of the research may involve foreign collaboration or activities under NIH rules without the applicant institution itself being foreign.

Key dates show the FOA was posted on December 14, 2012, with an original closing date of March 15, 2013, later updated to a current closing date of April 3, 2013. The archive date is May 3, 2013, indicating it is no longer an active solicitation and is provided for historical reference. The listing includes an additional information link to the NIH guide page for the full announcement, and provides NIH Office of Extramural Research (OER) webmaster contact emails for technical access or linking issues related to the online posting.

Overall, this UC4 announcement is best understood as a targeted NIH bridge from planning to execution: investigators who previously secured R34 planning support under a specific diabetes clinical trial planning initiative were invited, through this limited competition, to request cooperative agreement funding to run the full clinical trials they had already proposed, with the ultimate goal of improving blood glucose management and/or reducing the burden of complications in Type 1 diabetes.

Frequently Asked Questions (FAQs)

What is this funding opportunity?

The Limited Competition for Clinical Trials in Type 1 Diabetes (UC4) funding opportunity (RFA-DK-12-511) is a National Institutes of Health (NIH) announcement intended to move a specific set of previously planned Type 1 diabetes clinical trials into full implementation (the conduct of the trials).

What does "limited competition" mean for this FOA?

This is not an open call to the broader research community. Only a defined group of applicants can apply, based on prior award status described in the eligibility requirements.

Who is eligible to apply?

Only applicants who already received an R34 clinical trial planning grant funded under RFA-DK-11-010 are eligible. This UC4 opportunity is a follow-on mechanism tied directly to those earlier R34 planning awards.

Can new Type 1 diabetes clinical trial ideas be submitted under this announcement?

No. The UC4 mechanism here is being used to support the actual conduct of clinical trials that were proposed and developed during the earlier R34 planning phase, rather than funding brand-new trial ideas.

What is the main scientific purpose of this program?

The program focuses on clinical trials in Type 1 diabetes that aim to improve glycemic control and/or to treat, prevent, or reduce diabetes-related complications.

What kinds of outcomes are emphasized?

The emphasis is on improving blood glucose management (glycemic control) and on preventing, treating, or reducing complications related to Type 1 diabetes, signaling a focus on clinically relevant outcomes.

What is the funding mechanism used for this opportunity?

The award uses a Cooperative Agreement (UC4) funding instrument.

How is a UC4 cooperative agreement different from a standard NIH research grant?

A cooperative agreement typically involves substantial scientific or programmatic involvement from NIH during the project. Applicants should generally expect closer coordination with NIH staff than under a traditional investigator-initiated grant, especially because this is a targeted NIH effort to move planned trials into execution.

What is the relationship between the earlier R34 award and this UC4 opportunity?

This UC4 is essentially a bridge from planning to execution. The R34 supported planning and development (trial design and feasibility work), and the UC4 supports running the full clinical trial that was planned under the R34.

What is the CFDA number associated with this program?

The opportunity is listed under CFDA 93.847, Diabetes, Digestive, and Kidney Diseases Extramural Research.

Is cost sharing or matching required?

No. The announcement indicates there is no cost-sharing or matching requirement.

What is the estimated total funding level for the program?

The estimated total funding level listed is $26,000,000.

What types of applicant organizations are listed as eligible (institutional categories)?

The eligibility categories listed are broad and include for-profit organizations (including small businesses), nonprofit organizations (including 501(c)(3) and non-501(c)(3) nonprofits), public and private institutions of higher education, state and local governments, tribal governments and tribal organizations, public housing authorities, school districts, and special district governments.

Are specific institution designations explicitly mentioned?

Yes. The eligibility section explicitly mentions institution types such as HBCUs, Hispanic-serving institutions, tribally controlled colleges and universities, Alaska Native and Native Hawaiian-serving institutions, and AANAPISIs. It also mentions faith-based or community-based organizations and eligible federal agencies.

Are non-U.S. (foreign) institutions eligible to apply?

No. The FOA makes clear that non-U.S. entities (foreign institutions) and non-U.S. components of U.S. organizations are not eligible to apply.

Are foreign components allowed at all?

Yes. Foreign components, as defined by the NIH Grants Policy Statement, are allowed. This typically means certain aspects of the research may involve foreign collaboration or activities under NIH rules, even though the applicant institution itself cannot be a foreign entity.

When was this FOA posted?

The FOA was posted on December 14, 2012.

What were the closing dates for applications?

The original closing date was March 15, 2013, and it was later updated to a current closing date of April 3, 2013.

Is this funding opportunity still active?

No. The archive date is May 3, 2013, indicating it is no longer an active solicitation and is provided for historical reference.

Where can applicants find the full announcement?

The listing includes an additional information link to the NIH guide page for the full announcement.

Who is listed as a contact for technical issues with the online posting?

The listing provides NIH Office of Extramural Research (OER) webmaster contact emails for technical access or linking issues related to the online posting.

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