Opportunity Information: Apply for APS OFDA 13 000005

  • The Agency for International Development in the disaster prevention and relief sector is offering a public funding opportunity titled "Operationalizing a Neighborhood Approach to Reduce Urban Disaster Risk in Latin America and the Caribbean" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 98.001 USAID Foreign Assistance for Programs Overseas.
  • This funding opportunity was created on Mar 8, 2013 and posted on Mar 1, 2013.
  • Applicants must submit their applications by Aug 31, 2013 Any questions regarding this APS shall be submitting no later than 400 p.m. Eastern Time (ET) on March 14, 2013. Concept papers are due no later than April 4, 2013 and the APS closing date is August 31, 2013. All questions and concept papers must be submitted electronically to OFDAAPSFY13005@ofda.gov. Both concept papers and applications must use the subject line in the format that follows APPLICANT NAME COUNTRY APS OFDA 13 000005.. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • The funding agency has allocated a total of $7,500,000.00 to eligible and selected applicants.
  • Each selected applicant is eligible to receive up to $2,000,000.00 in funding.
  • The number of recipients for this funding is limited to 5 candidate(s).
  • Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
  • Please refer to the full announcement of this APS, Section C. Applicant Eligibility for further clarification on eligibility of organizations.
Apply for APS OFDA 13 000005

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Opportunity Summary:

The grant opportunity titled "Operationalizing a Neighborhood Approach to Reduce Urban Disaster Risk in Latin America and the Caribbean" is a USAID funding announcement issued through the Bureau for Democracy, Conflict, and Humanitarian Assistance (DCHA), specifically the Office of U.S. Foreign Disaster Assistance (OFDA). It was released as an Annual Program Statement (APS), which is typically used when an agency wants to invite a range of ideas and approaches rather than prescribing a single rigid program design. The main purpose of the APS is to fund activities that reduce disaster risk for people living in hazard-prone urban areas, with a particular emphasis on communities that are marginalized and especially vulnerable. The geographic focus is Latin America and the Caribbean, and the program is framed around applying a "Neighborhood Approach," meaning interventions are designed and carried out at the neighborhood scale where risks, services, infrastructure, and social networks intersect most directly with daily life.

At its core, the APS is seeking projects that either test innovative methods or scale up proven practices that can measurably lower disaster risk in dense urban settlements. The opportunity sits in the Disaster Prevention and Relief category, signaling that proposals should focus on reducing vulnerabilities and strengthening preparedness rather than responding after a disaster occurs. The Neighborhood Approach language suggests USAID is looking for efforts that are locally grounded, practical, and capable of being coordinated across multiple community-level priorities such as safer housing, risk-aware urban planning, community preparedness, early warning, protection of critical neighborhood infrastructure, and stronger linkages between residents and local authorities. While the announcement summary does not list specific required activities, it makes clear that the intended beneficiaries are populations in urban settlements facing overlapping hazards and chronic risk drivers like informal construction, inadequate services, exposure to landslides or flooding, and limited access to risk-reducing resources.

Funding is provided through a cooperative agreement, which usually means USAID expects substantial involvement during implementation, such as collaboration on planning, monitoring, learning, and adaptation as the project unfolds. The estimated total funding for the APS is USD 7,500,000, with an expectation of up to five awards. Individual awards can range from as little as USD 1 to as much as USD 2,000,000, indicating flexibility for both smaller pilots and larger multi-neighborhood initiatives. There is no cost sharing or matching requirement stated in the opportunity data, which lowers the barrier for applicants that may not be able to contribute significant non-federal funds.

Eligibility is listed as unrestricted, meaning a wide range of entity types may apply, although the announcement notes that applicants should consult the full APS (specifically Section C on Applicant Eligibility) for any clarifications or constraints. In practice, an unrestricted eligibility category can include nonprofits, international organizations, universities, private firms, and potentially local or regional entities, depending on the detailed criteria in the full document. The listing also indicates that this is a discretionary award under CFDA 98.001, described as USAID Foreign Assistance for Programs Overseas.

The APS included a structured timeline with multiple submission points. Questions about the opportunity were due by March 14, 2013 at 4:00 p.m. Eastern Time. Concept papers, which are typically shorter preliminary submissions used for initial screening and feedback, were due by April 4, 2013. The final APS closing date for full applications was August 31, 2013, and the opportunity was later archived on October 1, 2013. All questions and concept papers had to be submitted electronically to OFDAAPSFY13005@ofda.gov. The announcement also required a specific email subject line format for submissions: "APPLICANT NAME COUNTRY APS OFDA 13 000005," which signals that USAID expected multiple submissions across countries and wanted a standardized way to sort proposals.

In practical terms, this opportunity was designed for organizations that can demonstrate technical capability in urban disaster risk reduction and can implement neighborhood-level programming in Latin American and Caribbean cities. Competitive proposals would likely emphasize clear risk analysis for specific urban hazards, community participation, coordination with municipal systems, and a credible plan to translate neighborhood actions into measurable reductions in vulnerability and exposure. The APS directs applicants to the full announcement for the detailed program description and the exact concept paper and application requirements, implying that the full document contains the evaluation criteria, required proposal sections, and any mandatory compliance or reporting expectations tied to USAID cooperative agreements.

Frequently Asked Questions (FAQs)

What is the name of this USAID grant opportunity?

The opportunity is titled "Operationalizing a Neighborhood Approach to Reduce Urban Disaster Risk in Latin America and the Caribbean."

Which U.S. government agency is offering this funding?

The funding announcement is issued by USAID through the Bureau for Democracy, Conflict, and Humanitarian Assistance (DCHA), specifically the Office of U.S. Foreign Disaster Assistance (OFDA).

What type of funding announcement is this?

It was released as an Annual Program Statement (APS). An APS is generally used when an agency wants to invite a range of ideas and approaches rather than requiring one rigid, pre-defined program design.

What is the main purpose of the APS?

The main purpose is to fund activities that reduce disaster risk for people living in hazard-prone urban areas, with a particular emphasis on communities that are marginalized and especially vulnerable.

What does "Neighborhood Approach" mean in this APS?

It means interventions are designed and carried out at the neighborhood scale, where risks, services, infrastructure, and social networks intersect most directly with daily life. The APS signals an interest in locally grounded and practical efforts that can be coordinated across neighborhood-level priorities.

What region is eligible or targeted for activities?

The geographic focus is Latin America and the Caribbean.

Is this funding focused on disaster response or disaster risk reduction?

This opportunity sits in the Disaster Prevention and Relief category, but the description emphasizes reducing vulnerabilities and strengthening preparedness rather than responding after a disaster occurs.

What kinds of projects does USAID appear to be seeking?

Based on the summary, USAID is seeking projects that either test innovative methods or scale up proven practices that can measurably lower disaster risk in dense urban settlements.

Are specific activities required?

The summary does not list specific required activities. It does indicate that projects should align with neighborhood-level disaster risk reduction and the needs of hazard-prone urban communities with overlapping risks.

What issues or risk drivers are highlighted for the target communities?

The summary references chronic risk drivers and conditions such as informal construction, inadequate services, exposure to hazards like landslides or flooding, and limited access to risk-reducing resources.

What kinds of neighborhood priorities could fit the "Neighborhood Approach" framing?

The summary suggests that relevant priorities could include safer housing, risk-aware urban planning, community preparedness, early warning, protection of critical neighborhood infrastructure, and stronger linkages between residents and local authorities.

What is the award instrument for this opportunity?

Funding is expected to be provided through a cooperative agreement.

What does it mean that the award is a cooperative agreement?

A cooperative agreement typically means USAID expects substantial involvement during implementation, such as collaboration on planning, monitoring, learning, and adaptation as the project unfolds.

How much total funding is estimated for this APS?

The estimated total funding is USD 7,500,000.

How many awards does USAID expect to make?

The APS indicates an expectation of up to five awards.

What is the range for individual award amounts?

Individual awards can range from as little as USD 1 to as much as USD 2,000,000, suggesting flexibility for both small pilots and larger multi-neighborhood efforts.

Is cost sharing or matching required?

No cost sharing or matching requirement is stated in the opportunity data provided.

Who is eligible to apply?

Eligibility is listed as unrestricted, meaning a wide range of entity types may apply. The summary notes that applicants should consult the full APS (Section C on Applicant Eligibility) for any clarifications or constraints.

What kinds of organizations might be included under "unrestricted" eligibility?

Based on the summary language, unrestricted eligibility can include nonprofits, international organizations, universities, private firms, and potentially local or regional entities, depending on the detailed criteria in the full APS.

Is this a discretionary award, and what is the CFDA listing?

Yes. The listing indicates this is a discretionary award under CFDA 98.001, described as USAID Foreign Assistance for Programs Overseas.

What were the key submission deadlines mentioned?

The APS included multiple submission points: questions were due March 14, 2013 at 4:00 p.m. Eastern Time; concept papers were due April 4, 2013; and the closing date for full applications was August 31, 2013. The opportunity was archived October 1, 2013.

Where were questions and concept papers submitted?

All questions and concept papers had to be submitted electronically to OFDAAPSFY13005@ofda.gov.

Was a specific email subject line required?

Yes. The announcement required the subject line format: "APPLICANT NAME COUNTRY APS OFDA 13 000005."

What is a concept paper in the context of this APS?

In this APS, concept papers are described as shorter preliminary submissions typically used for initial screening and feedback before full applications are submitted.

What type of applicants is this opportunity designed for?

It is designed for organizations that can demonstrate technical capability in urban disaster risk reduction and can implement neighborhood-level programming in Latin American and Caribbean cities.

What elements would likely make a proposal more competitive based on the summary?

The summary suggests that competitive proposals would likely emphasize clear risk analysis for specific urban hazards, community participation, coordination with municipal systems, and a credible plan to translate neighborhood actions into measurable reductions in vulnerability and exposure.

Where would an applicant find the detailed requirements and evaluation criteria?

The summary indicates applicants should refer to the full announcement for the detailed program description, concept paper and application requirements, evaluation criteria, required proposal sections, and any compliance or reporting expectations tied to USAID cooperative agreements.

Is this opportunity still open?

No. The closing date for full applications was August 31, 2013, and the opportunity was archived on October 1, 2013.

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